Search Results for: Charles Schwab
FINRA Fines Charles Schwab & Co., Inc. $2 Million for Net Capital Deficiencies
August 25th, 2015
The Financial Industry Regulatory Authority (FINRA) announced today that it has censured and fined Charles Schwab & Co., Inc. $2 million for net capital deficiencies and for related supervisory failures. The net capital deficiencies occurred on three separate dates ...
Schwab drops Pimco Total Return from target date portfolios
October 3rd, 2014
Charles Schwab Corp (SCHW.N) has dropped the Pimco Total Return Fund from its 10 target date funds and collective trusts, a company spokeswoman told Reuters on Thursday. Schwab is looking for a replacement for the Pimco fund and has ...
Goldman Sachs thinks bitcoin could see a big drop then surge to almost $4,000
July 4th, 2017
Bitcoin had a blistering first half of 2017. It rallied from about $1,000 a coin to a record high near $3,000 before finishing June near $2,500. It booked a first-half gain of about 168%. The historic run for the ...
The president of a Robo adviser steps down
April 6th, 2017
Betterment co-founder and president Eli Broverman has given up day-to-day operation of the digital advice firm to devote his time and energy to finding new technology firms to build. “As Betterment has moved into growth stage, I’ve gotten the ...
US global investment brokers in pricing battle
March 2nd, 2017
TD Ameritrade jumps into pricing battle with Fidelity and Schwab TD Ameritrade Holding Corporation is cutting its online equity and ETF trade commissions to $6.95 from $9.99, and lowering its options pricing to $6.95 plus $0.75 per contract. The ...
Hong Kong police struggle to stop brokerage hacking spree
February 16th, 2017
Hong Kong police are struggling to deal with digital pump-and-dump schemes targeting brokerages – a little-known type of computer-generated fraud that surged in the Chinese territory last year. Although the money involved was small – only about $20 million ...
Two of the largest online brokerages are near to a $4 Billion acquisition Deal
October 24th, 2016
TD Ameritrade, TD Bank Said Near $4 Billion Scottrade Deal Deal would combine two of the largest online brokerages Toronto-Dominion Bank said to acquire banking operations TD Ameritrade Holding Corp. and its largest stakeholder, Toronto-Dominion Bank, are close to ...
The Total Amount Of Debt In The World Just Hit A Record $152,000,000,000,000 (152 Trillion)
October 17th, 2016
If anyone ever asks you how much debt there is in the world, now you will know the answer. According to the IMF, the total amount of debt around the globe has now hit a staggering 152 trillion dollars. ...
Top rated investment firms by consumers
June 2nd, 2016
Edward Jones and Fidelity Investments Earn Top Customer Experience Ratings for Investment Firms, According to Temkin Group Credit unions, USAA, and Regions deliver the best customer experience in the banking industry, according to the 2016 Temkin Experience Ratings, an ...
Tradovate Launches as First Futures Brokerage with Commission-Free Membership Pricing
April 19th, 2016
Tradovate, LLC, a new online brokerage firm for active, self-directed futures traders, announced today that the firm is now launched and accepting business. Tradovate is the first futures brokerage firm to offer flat-rate membership fees, dispensing with the industry-standard ...
