Search Results for: ETrade
ETrade HK pleaded guilty for marketing unlicensed brokerage services
September 22nd, 2017
The Securities and Futures Commission (SFC), Hong Kong’s securities and futures markets regulator, has issued an announcement to inform that it secures conviction against ETRADE Securities (Hong Kong) Limited for marketing of unlicensed US brokerage services in Hong Kong. ...
TeleTradeBel, MTBank pass requirements for forex trading software, MTBank to apply for forex broker registration
July 4th, 2016
TeleTradeBel, the Belarusian arm of forex brokerage TeleTrade Group, and lender MTBank have become the first entities to pass the requirements of the Belarusian Currency Stock Exchange (BCSE) regarding financial software for forex trading on the over-the-counter (OTC) market, according to a ...
ASIC: Etrade Australia Securities Limited pays $65,000
December 9th, 2015
Etrade Australia Securities Limited (Etrade) has paid a penalty of $65,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The MDP found it had reason to believe that Etrade had contravened subsection ...
Alert! CySEC warns for unauthorised investment firms
May 27th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform investors that the following websites do not belong to entities which have been granted an authorization for the provision of investment services and/or the performance of investment activities, ...
Invest in Cryptocurrencies: Beware of fraudsters using cryptocurrencies to swindle consumers
September 5th, 2018
The Financial Services and Markets Authority (FSMA), a public institution that supervises the Belgian financial sector, has issued a warning to inform public and investors about cryptocurrency trading platforms with identified signs of fraud. In accordance the warning, the ...
Beware of unauthorised providers of financial services
May 8th, 2017
The financial regulatory authorities of UK (Financial Conduct Authority – FCA) and Honk Kong (Securities and Futures Commission – SFC) have issued warnings to inform investors and public about unauthorized providers of financial services. According FCA’s warning, the Authority believes ...
Share Investing pays $130,000 in infringement notice penalty
February 20th, 2017
Share Investing Limited (“Share Investing”) has paid a penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP had reasonable grounds to believe that Share Investing had contravened subsection 798H(1) of ...
BATS welcomed nine new midcap sector ETFs from Elkhorn Investments
January 3rd, 2017
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market operator for the trading of exchange-traded funds (ETFs), today welcomed nine new midcap sector ETFs from Elkhorn Investments, the industry’s first suite of midcap sector-based products. All of the ...
Binary options – AMF updates its list of illegally operating platforms
November 30th, 2016
Once again, the Autorité des marchés financiers (the “AMF”) is sounding the alarm and alerting Québec consumers to the dangers of binary options. The AMF wishes to stress that no business is currently authorized to market or offer binary ...
CySec: Cyprus Investment Firm renounced its authorisation
October 18th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 10 October 2016, the CIF Glistentree Holdings Ltd (the ‘Company’), which provided investment services via the domain www.icetrader.com, renounced its authorisation pursuant to section 24(1)(b) of the ...
