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Regulators

Bank of England

Bank of England published Financial Stability Report

05/07/2016(0)
It is the statutory responsibility of the Financial Policy Committee (FPC) to identify, monitor and take action to remove or reduce systemic risks, with a view to protecting and ... Read More
Reserve bank of Australiarba

Reserve Bank of Australia decided to leave the cash rate unchanged

05/07/2016(0)
At its meeting today, the Board decided to leave the cash rate unchanged at 1.75 per cent. The global economy is continuing to grow, at a lower than average ... Read More
CySEC

CySec issued a Circular to inform Cyprus Investment Firms regarding Quarterly Statistics

04/07/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a circular to infom Cyprus Investment Firms in relation to their Quarterly Statistics and Authority’s request for the electronic submission ... Read More
nfa log

NFA takes emergency enforcement action against commodity trading advisor and its principal

04/07/2016(0)
NFA announced today that it has taken an emergency enforcement action against Apercu International PR LLC(Apercu), an NFA Member commodity trading advisor located in San Juan, Puerto Rico, and Alvin Guy ... Read More
ifsc

IFSC Belize issued a warning notice regarding YieldOptions

01/07/2016(0)
The International Financial Services Commission of Belize (IFSC Belize) has issued a warning to inform that: It has come to the notice of the International Financial Services Commission of ... Read More
ASIC_regulator

XTrade to change client money practices following ASIC surveillance

01/07/2016(0)
As a result of ASIC’s intervention, licensed retail OTC derivatives issuer XTrade.au Pty Ltd (AFSL No. 343628) (XTrade), formerly O.C.M. Online Capital Markets Pty Ltd, will implement changes to ... Read More
CySEC

CySec announced Renouncement of license of a Cyprus Investment Firm (CIF)

30/06/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 23 May 2016, the CIF Grow Wealth Assets Limited (the ‘Company’), which provided investment services ... Read More
finra-hdqrtrs_0

FINRA Fines Deutsche Bank Securities Inc. $6 Million

30/06/2016(0)
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $6 million for failing to provide complete and accurate trade data in an automated ... Read More
osc ontario

OSC Canada warns againsts Binary firms bigoption, optionridge, winoptions

30/06/2016(0)
The Ontario Securities Commission (OSC) has issued press releases to warn investors regarding Binary Options Trading Firms not registered in Ontario Canada. Specific, the OSC is warning that the ... Read More
Securities Exchange Commission

SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans

29/06/2016(0)
The Securities and Exchange Commission today proposed a new rule that would require registered investment advisers to adopt and implement written business continuity and transition plans.  The proposed rule ... Read More
Broker Cyprus TopFX