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Regulators

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FCA Research into the issue of de-risking

25/05/2016(0)
The Financial Conduct Authority has issued a press release to make publish a research regarding the issue of de-risking. Below is the announcement as published from FCA: The FCA, ... Read More
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CFTC Issues Final Cross-Border Margin Rule

25/05/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today adopted a rule implementing a cross-border approach to the CFTC’s margin requirements for uncleared swaps (Final Rule). Published in January 2016, ... Read More
onestopbrokers-Regulators

Financial regulators from around the world warn for unauthorised financial services companies

24/05/2016(0)
The Financial Conduct Authority (FCA) of UK, the Securities and Futures Commission (SFC) of Hong Kong, the Jersey Financial Services Commission (FSC), the Financial Services Authority (MFSA) of Malta and the ... Read More
nfa log

NFA CEO Daniel Roth to retire; Board begins search for successor

24/05/2016(0)
NFA announced today that President and CEO Daniel Roth has announced his plan to retire in the coming year. NFA’s Board of Directors has authorized the formation of a ... Read More
Monetary-Authority-of-Singapore

MAS directs Swiss Bank “BSI Bank” to shut down in Singapore

24/05/2016(0)
The Monetary Authority of Singapore (MAS) announced today that it has served BSI Bank Limited (BSI Bank) notice of intention to withdraw its status as a merchant bank in ... Read More
FSC Mauritius logo

FSC Mauritius announced the license termination of IPG Markets

24/05/2016(0)
The Financial Services Commission, Mauritius (“FSC Mauritius”) has issued an announcement to inform the public that IPG Markets Ltd, bearing licence number IT12000004 and having its registered address at 10th Floor, ... Read More
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Two Individuals Share Whistleblower Award of More Than $450,000

23/05/2016(0)
The Securities and Exchange Commission today announced it will jointly award more than $450,000 to two individuals for a tip that led the agency to open a corporate accounting ... Read More
ASIC_regulator

ASIC suspends the license of an investment services firm

23/05/2016(0)
ASIC has suspended the Australian financial services licence held by Marigold Falconer International Limited (Marigold Falconer) until 31 May 2016. ASIC found that Marigold Falconer does not have current ... Read More
Council of the European Union - logo

EU Council confirms securities market rules MiFID II delay

20/05/2016(0)
On 18 May 2016, the Permanent Representatives Committee (Coreper) approved, on behalf of the Council, an agreement with the European Parliament on a one-year delay to new securities market rules. ... Read More
credit-suisse

ASIC: Credit Suisse Equities paid a $74,000 penalty

20/05/2016(0)
Credit Suisse Equities (Australia) Limited (“Credit Suisse”) has paid a penalty of $74,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The ... Read More
Broker Cyprus TopFX