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Regulators

fma

FMA ordered foreign exchange educator to change its marketing materials

20/05/2016(0)
The Financial Markets Authority (FMA) has ordered a foreign exchange educator to change its marketing materials on the basis that they were misleading or deceptive, and it had made ... Read More
finra1

FINRA Fines Raymond James $17 Million for Systemic Anti-Money Laundering Compliance Failures

19/05/2016(0)
Former AML Compliance Officer Fined and Suspended The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Raymond James & Associates, Inc. (RJA) and Raymond James Financial ... Read More
FCA_regulator

FCA issued warnings against clone investment firms

18/05/2016(0)
The Financial Conduct Authority has issued press releases to inform public and investors regarding clone financial services firms. According FCA, fraudsters are using the details of firms the Authority has authorised ... Read More
cbr

The Central Bank of Russia reported annual inflation stood at 7.3% in April

18/05/2016(0)
In April 2016, annual inflation stood at 7.3%, like a month earlier. The stabilization results from the low base effect. In April, prices for fruit and vegetables fell less ... Read More
CySEC

CySec is asking CIFs to close monitor the risks they are exposed in a possible Brexit

17/05/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform Cyprus Investment Firms in relation with monitoring of risks due to a possible Brexit. CySec informs ... Read More
CNMV

CNMV Spain issued a warning for Tiger Asset Management

17/05/2016(0)
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to warn public in relation with a financial services firm ... Read More
sec

Whistleblower Earns $3.5 Million Award for Bolstering Ongoing Investigation

17/05/2016(0)
The Securities and Exchange Commission today announced a whistleblower award of more than $3.5 million to a company employee whose tip bolstered an ongoing investigation with additional evidence of ... Read More
financial-services-malta-mfsa

MFSA warns that Alphacmarkets falsely stating that is licensed by the Malta Financial Services Authority

17/05/2016(0)
The Malta Financial Services Authority (MFSA) has issued a warning to inform investors and public regarding Alphacmarkets Europe. According to MFSA, the Authority has become aware of the website http://alphacmarkets.com/single_new/en/404?Why%20Trade%20with%20alphacmarkets ... Read More
ASIC_regulator

ASIC accepts enforceable undertaking from HSBC Bank Australia

17/05/2016(0)
ASIC has accepted an enforceable undertaking (EU) from HSBC Bank Australia Ltd (HSBC) that requires HSBC to review and remediate clients who received potentially deficient advice on retail structured ... Read More
Bcsc canada regulator

BCSC issued a warning against Binary Options provider Magnum Options

16/05/2016(0)
British Columbia Securities Commission (BCSC) has issued a warning to inform investors and public regarding binary options trading platform provider Magnum Options. Hampshire Capital Ventures Ltd., which claims to have an ... Read More
Broker Cyprus TopFX