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Regulators

ASIC_regulator

ASIC warns investors about services advertised by Top Ten Binary Brokers

16/05/2016(0)
ASIC warns investors about services advertised by Top Ten Binary Brokers also known as Top 10 Binary brokers.com (Top Ten Binary Brokers) ASIC is warning the public not to ... Read More
ASIC_regulator

ASIC bans former employee of financial services business

13/05/2016(0)
ASIC has permanently banned former AFS licensee employee Mr Nicolai D’Lamartin, of Rosebery NSW, from providing financial services. In 2014 Mr D’Lamartin was convicted of numerous counts of fraud ... Read More
CySEC

CySec: ACFX Forex Broker’s license continues to be suspended

12/05/2016(0)
Following previous announcement dated 7 April 2016, the Cyprus Securities and Exchange Commission, following a decision at the meeting dated 9 May 2016, announces that the authorisation of the Cyprus Investment ... Read More
ASIC_regulator

ASIC permanently bans Wickham Securities Chairman

12/05/2016(0)
ASIC has permanently banned Mr Bradley Thomas Sherwin, former Chairman of collapsed lender Wickham Securities and founder of Sherwin Financial Planners Pty Ltd (in liquidation), from providing financial services. ... Read More
fca-building

FCA UK warns public for a clone financial firm

11/05/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that fraudsters are using the details of firms the FCA authorises to try to convince people that they ... Read More
onestopbrokers-Regulators

The Financial Regulators of UK, Switzerland, Hong Kong, Malaysia, Ireland and Sweden warn for unauthorised investment services firms

11/05/2016(1)
The Financial Conduct Authority (FCA) of UK, the Swiss Financial Market Supervisory Authority (FINMA), the Securities and Futures Commission (SFC) of Hong Kong, the Securities Commission (SC) of Malaysia, ... Read More
CySEC

A new CIF license announced by CySec

10/05/2016(1)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that “Lydya Financial Ltd“ has successfully obtained the CySec licence for CIF (Cyprus ... Read More
cftc-logo

CFTC orders Futures Commission Merchant and its controller to pay a $150,000 Penalty

10/05/2016(0)
Cunningham also Penalized for its Failure to Immediately Report a Customer Residual Account Deficiency and for its Failure to Report Special Account Positions Held by Large Traders The U.S. ... Read More
FCA-logo

Financial Conduct Authority opened its regulatory sandbox to firms

10/05/2016(0)
The Financial Conduct Authority (FCA), today opened its regulatory sandbox to firms. The sandbox is a ‘safe space’ in which businesses can test innovative products, services, business models and ... Read More
ASIC_regulator

ASIC bans a fifth broker from Get Approved Finance

09/05/2016(0)
ASIC has permanently banned former Perth-based finance broker Mr Grant Aaron Parker from engaging in credit activities and providing financial services. ASIC found that Mr Parker, of Alfred Cove, ... Read More
Broker Cyprus TopFX