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Regulators

nfa log

NFA orders Plantation, Florida retail foreign exchange dealer and swap dealer IBFX to permanently withdraw from NFA membership

16/03/2016(0)
National Futures Association (NFA) has ordered IBFX, Inc. (IBFX), an NFA Member registered retail foreign exchange dealer and provisionally registered swap dealer (SD) located in Plantation, Florida, to permanently withdraw from ... Read More
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CFTC Charges Two Binary Options Firms with Fraud, Illegal Off-Exchange Activity, and Operating in an Unregistered Capacity

16/03/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal district court has unsealed a civil Complaint that the CFTC filed with the Northern District of Illinois ... Read More
CySEC

CySec imposed Administrative Fine on BDSwiss Holding Ltd

16/03/2016(0)
Further to the announcement issued today regarding the imposition of Administrative Fine on CIF SpotOption Exchange Ltd, the Cyprus Securities and Exchange Commission (CySec) has today issued a second announcement ... Read More
CySEC

CySec fines SpotOption Exchange Ltd

16/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that the Commission has imposed an administrative fine of €10.000 on the Cypriot Investment Firm ... Read More
FCA_regulator

Former equities trader pleads guilty to insider dealing

16/03/2016(0)
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. He will be sentenced on 13 ... Read More
cftc

CFTC Orders IBFX, Inc. to Pay a $1 Million Penalty

15/03/2016(0)
CFTC Orders Florida-based IBFX, Inc. (f/k/a TradeStation Forex, Inc.) to Pay a $1 Million Penalty for Failing to Meet Minimum Capital Requirements, Failing to Timely Report Minimum Net Capital ... Read More
Bank of Japan building

Bank of Japan:Statement on Monetary Policy

15/03/2016(0)
At the Monetary Policy Meeting (MPM) held today, the Policy Board of the Bank of Japan decided upon the following. (1) Quantity Dimension: The guideline for money market operations ... Read More
mifid1

MiFID II deadline extended to January 2018

11/03/2016(0)
  The extension is to take account of the exceptional technical implementation challenges faced by regulators and market participants. The European Commission has proposed granting national competent authorities and ... Read More
CySEC

CySec fines CommexFX Ltd

11/03/2016(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed an administrative fine of €50.000 on the Cypriot Investment Firm (CIF) CommexFX Ltd for violation of the section 139(2) of the ... Read More
fca-building

FCA contacting 16,000 customers of debt management firm, PDHL

11/03/2016(0)
The Financial Conduct Authority (FCA) is currently assessing applications for authorisation from all debt management firms with interim permission. Firms that were previously regulated by the Office of Fair ... Read More
Broker Cyprus TopFX