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Regulators

European Banking Authority logo

EBA launches 2016 EU wide stress test exercise

26/02/2016(2)
The European Banking Authority (EBA) released today the methodology and macroeconomic scenarios for the 2016 EU-wide stress test. The stress test is designed to provide supervisors, banks and other ... Read More
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Bundesbank posts €3.2 billion profit in 2015

25/02/2016(0)
The Bundesbank posted a profit of €3.2 billion for the 2015 financial year, up from €3.0 billion in 2014. This profit was transferred in full today to the Federal Government of ... Read More
Cyprus Securities and exchange commission (cysec)

Imposition of an administrative fine to CommexFX Ltd

25/02/2016(0)
The Board of the Cyprus Securities Exchange Commission (‘CySEC’) wishes to inform investors that, at the meeting held on December 14th, 2015, decided to impose an administrative fine of ... Read More
FCA-logo

FCA fines and restricts W H Ireland Limited for market abuse risks

25/02/2016(0)
The Financial Conduct Authority (FCA) has fined W H Ireland Limited (WHI) £1.2million. The firm is also restricted for a period of 72 days from taking on new clients ... Read More
cftc-logo

CFTC charged Asset Management firm and its owners

24/02/2016(0)
CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions The U.S. Commodity Futures Trading Commission (CFTC) announced ... Read More
finra1

FINRA Bars Broker for Market Manipulation

23/02/2016(0)
Supervisor Barred from Supervising, Suspended and Fined; Additional Broker Sanctioned The Financial Industry Regulatory Authority (FINRA) announced that it has barred broker George Johnson from the securities industry for ... Read More
logo_esma_header

ESMA warns unauthorised use of ESMA’s Identity and Logo

22/02/2016(0)
The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer ... Read More
SEC_logo

SEC charged a former Deutsche Bank research analyst

19/02/2016(0)
The Securities and Exchange Commission today charged a former Deutsche Bank research analyst with certifying a rating on a stock that was inconsistent with his personal view. An SEC ... Read More
osc ontario

OSC warns regarding cmstrader

19/02/2016(0)
The Ontario Securities Commission (OSC) has issued a press release to warn investors regarding CMS Ventures Limited (now Pandorx Ventures Ltd). not registered in Ontario Canada. According OSC, CMS Ventures Limited (now ... Read More
swift

The Central Bank of the I.R. of Iran announced that SWIFT completes the on-boarding process for Iranian banks

18/02/2016(0)
Following the historic event of implementation of Joint Comprehensive Plan of Action (JCPOA) agreed by the 5+1 countries on January 16th 2016, the Central Bank of the I.R. of Iran ... Read More
Broker Cyprus TopFX