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Regulators

IMF

IMF Executive Board Initiates Selection Process for Next Managing Director

21/01/2016(0)
The Dean of the Executive Board of the International Monetary Fund (IMF), Mr. Aleksei Mozhin, made the following statement on January 20: “I am very pleased to announce that ... Read More
CNMV

CNMV Spain warns on unregistered financial services firms

21/01/2016(0)
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to inform public in relation with financial services firms ... Read More
SEC_logo

SEC: Alternative Fund Manager Overcharged Fees, Misled Investors

20/01/2016(0)
The Securities and Exchange Commission today announced that a Denver-based alternative fund manager has agreed to settle charges that the firm overcharged management fees and misled investors about how ... Read More
FSCS1-1030x769

FSCS publishes its Plan and Budget: 2016/17

20/01/2016(0)
The Financial Services Compensation Scheme (FSCS) today publishes its Plan and Budget: 2016/17. The document reveals details of a £363m indicative levy on firms for the period, foreshadows FSCS’s ... Read More
CySEC

CySec announces acquisition of CIF licence for Investment Services

20/01/2016(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Daweda Exchange Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is ... Read More
Mario Draghi - ECB

Draghi Efforts Thwarted by Oil as Economists See More Easing

19/01/2016(0)
Some 61% of respondents in Bloomberg survey see more stimulus Raising monthly QE amount, deposit-rate cut seen among options  Mario Draghi may have to up the ante, and he ... Read More
csrc_logo

CSRC’s regret at flaw in stocks supervision

18/01/2016(0)
THE head of China’s market regulator issued an unusual apology on Saturday for volatility in the country’s markets, acknowledging “shortcomings” in the way they have been supervised. “The abnormal ... Read More
bank-of-england-getty

PRA takes enforcement action against former Co-op Bank individuals

18/01/2016(0)
The Prudential Regulation Authority (PRA) has today prohibited Barry Tootell, the former Chief Executive (CEO) of the Co-operative Bank Plc (Co-op Bank) and Keith Alderson, the former Managing Director ... Read More
ASIC_regulator

Former Brisbane financial advisor jailed after pleading guilty to fraud charges

18/01/2016(0)
The Australian Securities and Investment Commission (ASIC), the financial regulator of Australia, has issued a announcemnet to inform that: Following an ASIC investigation, Mr Thanh Tu, 38 years old, ... Read More
sec-logo

SEC Awards Whistleblower More Than $700,000 for Detailed Analysis

18/01/2016(0)
The Securities and Exchange Commission announced a whistleblower award of more than $700,000 to a company outsider who conducted a detailed analysis that led to a successful SEC enforcement ... Read More
Broker Cyprus TopFX