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Regulators

SEC- Headquarters

SEC Charges Goldman Sachs

15/01/2016(0)
SEC Charges Goldman Sachs With Improper Securities Lending Practices The Securities and Exchange Commission announced that Goldman, Sachs & Co. has agreed to pay $15 million to settle charges that ... Read More
Bank-of-England

Bank of England maintains Bank Rate at 0.5% and the size of the Asset Purchase Programme at £375 billion

14/01/2016(0)
The Bank of England’s Monetary Policy Committee (MPC) sets monetary policy in order to meet the 2% inflation target and in a way that helps to sustain growth and ... Read More
European Banking Authority logo

EBA publishes revised final draft technical standards and Guidelines on methodology and disclosure for global systemically important institutions

14/01/2016(0)
The European Banking Authority (EBA) published today revised final draft technical standards and Guidelines on the further specification of the indicators of global systemic importance and their disclosure. The ... Read More
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SEC Charges 11 Bank Officers and Directors With Fraud

14/01/2016(0)
The Securities and Exchange Commission today announced fraud charges against 11 former executives and board members at Superior Bank and its holding company involved in various schemes to conceal ... Read More
cftc-logo

CFTC orders a London based financial services company to Pay a Civil Monetary Penalty

14/01/2016(0)
CFTC Orders Otkritie Capital International, Ltd. to Pay a $140,000 Civil Monetary Penalty for Violating a CFTC Registration Regulation The U.S. Commodity Futures Trading Commission (CFTC) issued an Order ... Read More
Austrian-FMA

Austrian Financial Market Authority (FMA) Warning: SIBS Brokers

13/01/2016(0)
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 January 2016 the ... Read More
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Russian watchdog to inspect Microsoft, McDonald’s for compliance with personal data law

12/01/2016(0)
The regulator plans to hold over 1,000 scheduled inspections of compliance with the law on keeping of Russian users’ personal data on servers in Russia Central Federal District Department ... Read More
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Financial Regulators of Italy and Belize warn for unauthorised financial services firms

12/01/2016(0)
The Financial regulator of Italy, CONSOB and the International Financial Services Commission of Belize have issued warnings to inform public and investors for unauthorised financial services firms. Specific, CONSOB ... Read More
Swiss National Bank

Swiss National Bank expects annual loss of CHF 23 billion

11/01/2016(0)
Ordinary profit distribution, thanks to large distribution reserve According to provisional calculations, the Swiss National Bank (SNB) will report a loss in the order of CHF 23 billion for ... Read More
efama_text_resent by VDB May 08_compressed

Worldwide Regulated Open-ended Fund Assets and Flows

11/01/2016(0)
Important decline in net assets and net sales of worldwide investment fund assets in Q3 The European Fund and Asset Management Association (EFAMA), has released its latest international statistical release containing ... Read More
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