Regulators

ESMA logo

ESMA to Cooperate with Canadia and Swiss Regulators on CCPS

08/01/2016(0)
The European Securities and Markets Authority (ESMA) has established three Memoranda of Understanding (MoUs) under the European Markets Infrastructure Regulation (EMIR). The MoUs establish cooperation arrangements, including the exchange ... Read More
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CSRC:China suspends stock market “circuit breaker”

08/01/2016(0)
China announced Thursday night that it will from Friday suspend the stock market “circuit breaker” mechanism that has been implemented since the beginning of this year. “Currently, the negative ... Read More
fca-building

FCA:Unauthorised Forex (FX) trading and brokerage firms

08/01/2016(0)
FCA UK has issued an announcement to inform public and investors in relation to unauthorised Forex trading and brokerage firms. FCA points out that all firms offering their investment ... Read More
china

PBOC:The Central Parity of RMB against US Dollar Became More Market-based in 2015

08/01/2016(0)
Guest Commentator of CFETS The PBC improved the quotation mechanism of the central parity of RMB against US dollar on August 11, 2015, for the purpose of having a ... Read More
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SEC: J.P. Morgan Misled Customers on Broker Compensation

07/01/2016(0)
The Securities and Exchange Commission announced that J.P. Morgan’s brokerage business agreed to pay $4 million to settle charges that it falsely stated on its private banking website and in ... Read More
Austrian-FMA

New European Union Legislation on Market Abuse enters into force in 2016

05/01/2016(0)
The law on market abuse in relation to the trading of financial instruments within the European Union will be completely overhauled in 2016. With effect from 3 July 2016, ... Read More
FSC BVI

British Virgin Islands Regulatory Authority warns for unauthorised investment services firms

05/01/2016(0)
The Regulatory Authority of British Virgin Islands, Financial Services Commission (FSC), has issued a warning to inform public and investors for firms claim to be incorporated, licensed and regulated ... Read More
CySEC

CySec announced a new CIF licence for an Investment firm

05/01/2016(0)
Further to CySec’s announcement for new CIF License acquisition dated December 04, the Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, announces today that “Starfish ... Read More
justice-dept.si

United States Files Complaint Against Volkswagen, Audi and Porsche for Alleged Clean Air Act Violations

05/01/2016(0)
The Department of Justice, on behalf of the Environmental Protection Agency (EPA), today filed a civil complaint in federal court in Detroit, Michigan, against Volkswagen AG, Audi AG, Volkswagen ... Read More
CySEC

CySec announces acquisition of CIF licence for Investment Services

04/01/2016(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Chase Buchanan Ltd“ has successfully obtained the CySec licence for CIF(Cyprus Investment Firms). The firm is ... Read More
Broker Cyprus TopFX