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Regulators

cftc

CFTC fines individual and Forex Trading Advisors Firms

08/12/2015(0)
CFTC Finds that Respondents Made False Statements to the CFTC, Committed Foreign Currency Solicitation Fraud, and Failed to Register with the CFTC The U.S. Commodity Futures Trading Commission (CFTC) ... Read More
ASIC_regulator

ASIC permanently bans insurance broker convicted of fraud

08/12/2015(0)
ASIC has permanently banned Mr Mark Chapple from providing financial services after he was convicted of fraud in the NSW Magistrates Court (Tamworth). In May 2015, Mr Chapple pleaded guilty ... Read More
CySEC

CySec informs regarding the Continuance of Suspension of CIF license of a Cyprus Investment Firm

07/12/2015(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform on its decision in the meeting dated 30 November for Continuance of Suspension of CIF ... Read More
European Banking Authority logo

ESAs seek stakeholder input on automation in financial advice

04/12/2015(0)
The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has launched a Discussion Paper on automation in financial advice, aimed at assessing ... Read More
ECB - building

ECB announces decrease on the deposit facility interest rate

03/12/2015(0)
The European Central Bank (ECB) has issued a press release to inform regarding its Monetary policy decisions at today’s meeting. According to the press release, ECB decided that: The interest ... Read More
CNMV

CNMV Spain warns on unregistered investment services firm

03/12/2015(0)
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to inform public in relation with a firm that ... Read More
Bcsc canada regulator

BCSC panel issues lifetime ban against B.C. man for fraud

03/12/2015(0)
A British Columbia Securities Commission (BCSC) panel has fined and permanently banned Rodney Jack Wharram from the province’s capital markets for fraud. In February 2015, the panel found that Wharram, West ... Read More
ASIC_regulator

ASIC: Former CEO of a Fund Manager Firm (in liquidation) is permanently banned

03/12/2015(0)
The Australian Securities and Investment Commission has issued a press release to inform about its decision to permanently ban former Equititrust CEO. According to ASIC, the Commission has permanently ... Read More
Belize

IFSC of Belize issued a warning regarding TradingBanks

03/12/2015(0)
International Financial Services Commission of Belize (IFSC) issued a warning to inform public and investors that It has come to the notice of the IFSC that an entity calling ... Read More
SEC_logo

SEC Charges Bitcoin Mining Companies

02/12/2015(0)
The Securities and Exchange Commission today charged two Bitcoin mining companies and their founder with conducting a Ponzi scheme that used the lure of quick riches from virtual currency ... Read More
Broker Cyprus TopFX