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Regulators

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Former Goldman Employee Charged With Insider Trading Before Mergers

26/11/2015(0)
The Securities and Exchange Commission announced insider trading charges against a former Goldman Sachs employee accused of stealing nonpublic information in the firm’s e-mail system so he could trade ... Read More
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FRC has called on the IASB to reconsider its proposed Conceptual Framework

26/11/2015(0)
The Financial Reporting Council (FRC) has called on the IASB to reconsider its proposed Conceptual Framework so that it properly reflects the importance of stewardship, prudence and reliability, which ... Read More
CySEC

CySec announced the initiation of the compensation payment process by I.C.F for Pulp International Business Ltd

25/11/2015(0)
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform about its decision for Initiation of the compensation payment process by the Investor Compensation Fund for Clients ... Read More
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CFTC Unanimously Approves Proposed Rule on Automated Trading

25/11/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) unanimously approved proposed rules that mark a comprehensive regulatory response to the evolution of automated trading on U.S. designated contract markets (DCMs). The ... Read More
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FCA: A sentence of 10 years imprisonment imposed on individual for a “giant Ponzi scheme”

25/11/2015(0)
The Court of Appeal has upheld a sentence of 10 years imprisonment imposed on Phillip Harold Boakes following his conviction on 6 March 2015 on charges prosecuted by the ... Read More
CySEC

CySec announced imposition of an administrative fine and reprimand for the Directors of Pulp International Business Ltd

24/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec) issued an announcement to inform public regarding its decision to impose an administrative fine / reprimand to the Directors of Pulp International ... Read More
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AMF France warns on unauthorised firms offering Binary Options Trading

24/11/2015(0)
The Autorité des Marchés Financiers (AMF), the financial regulatory authority of France, have issued a press release to inform investors and public for Binary Options Firms offering their services ... Read More
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The Financial Regulators of UK and Denmark warn investors for unauthorised financial services firms

24/11/2015(1)
The Financial Conduct Authority (FCA), the financial regulatory authority of UK and the Danish Financial Supervisory Authority (Finanstilsynet) have issued warnings to inform investors and public for unauthorised and ... Read More
CySEC

CySec informs on Contribution of CIFs to the Single Resolution Fund and National Resolution Fund

23/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the Cyprus financial regulatory authority, has issued today a circular to inform Cyprus Investment Firms about their contribution the Single Resolution Fund ... Read More
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BCSC: A Swiss wealth management firm and two individuals alleged in market manipulation

23/11/2015(0)
The British Columbia Securities Commission (BCSC), has issued an announcement to inform in relation with allegations for two B.C. residents and a Swiss wealth management firm engaged in market ... Read More
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