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Regulators

eurozone-ecb

ECB: Results of the Euro Money Market Survey 2015

30/09/2015(0)
Overall money market turnover in the second quarter of 2015 fell to the level of the same quarter of 2012, with a year-on-year decline of 12% to €69 trillion ... Read More
fma

SPG and SPGI director pleads guilty to FMA charges

30/09/2015(0)
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director of ... Read More
CNMV

CNMV Spain warns on unregistered investment services firms

29/09/2015(0)
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued press releases to inform public in relation with firms that are not ... Read More
cftc

CFTC Orders Michael E. Simmons and Global Consortiums, LLC to Pay More than $589,000

29/09/2015(0)
CFTC Orders Georgia Resident Michael E. Simmons and His Company Global Consortiums, LLC to Pay Restitution and a Civil Monetary Penalty Totaling More than $589,000 for Engaging in Foreign ... Read More
SEC_logo

Credit Suisse to Pay $4.25 Million and Admits to Providing Deficient “Blue Sheet” Trading Data

29/09/2015(0)
The Securities and Exchange Commission today charged Credit Suisse Securities (USA) LLC with submitting deficient information to the agency over a two-year period about trades done by its customers, ... Read More
ESMA logo

ESMA readies MiFID II, MAR, and CSDR

28/09/2015(0)
The European Securities and Markets Authority (ESMA) today published its final technical standards (TS) on some of the most important pieces of post-crisis financial regulation: the Markets in Financial Instruments ... Read More
cftc-logo

Federal Court Orders Futures International LLC and its Chief Operating Officer, to Pay $500,000 Penalty

28/09/2015(0)
Federal Court in Illinois Orders Futures International LLC and its Chief Operating Officer, Amedeo Cerrone, to Pay $500,000 Penalty for Recordkeeping Violations, False Statements, Unauthorized Trading, and Supervision Failures ... Read More
fma

Fourth and final director sentenced in OPI Pacific Finance case

28/09/2015(0)
A former director of OPI Pacific Finance, David Mark Anderson, has today been sentenced in the Auckland High Court for misleading investors. Mr Anderson was sentenced to 300 hours ... Read More
FSMA logo

FSMA Belgium warns on Binary Options and Forex products providers

28/09/2015(1)
Binary options and forex products: FSMA once again warns the public against various companies engaging in unauthorized activities in Belgium The Financial Services and Markets Authority (FSMA) has issued ... Read More
CySEC

CySec issued warning regarding www.500option.com

28/09/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the regulatory authority in Cyprus, has issued a press release to warn public in relation with an Unauthorised Firm. Specific, CySec warns that ... Read More
Broker Cyprus TopFX