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Regulators

cftc

CFTC charged FOREXNPOWER for Forex Fraud Scheme

28/09/2015(0)
CFTC Charges New York Corporations Safety Capital Management, Inc. and GNS Capital, Inc., both d/b/a FOREXNPOWER, and New York City Residents John Won, Sungmi Kang, and Tae Hung (“Kevin”) ... Read More
cftc-image-jpeg

CFTC Settles with TeraExchange LLC

25/09/2015(0)
CFTC Settles with TeraExchange LLC, a Swap Execution Facility, for Failing to Enforce Prohibitions on Wash Trading and Prearranged Trading in Bitcoin Swap The U.S. Commodity Futures Trading Commission ... Read More
finma

FINMA Switzerland warns for unauthorised Binary Options Firm

24/09/2015(0)
FINMA, the Swiss Financial Market Supervisory Authority, has issued a warning to inform investors for a company suspected of conducting unauthorised activities in the financial market. FINMA added on ... Read More
CySEC

CySec announces the suspension of the authorisation of CIF ‘Falcon Brokers Ltd’

24/09/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: The authorisation of the Cyprus Investment Firm ‘Falcon Brokers Ltd’, number 128/10, is suspended, ... Read More
CySEC

CySec announced an administrative fine to a Firm providing Administrative Services

24/09/2015(0)
The Board of the Cyprus Securities Exchange Commission (‘CySEC’) would like to inform the public that, at the meeting held on August 3rd, 2015, decided to impose an administrative fine of ... Read More
ASIC_regulator

ASIC reports on Australian Financial Services and other licensing activity

24/09/2015(0)
The Australian Securities & Investment Commission has issued today its second report in relation on its approach to license activity and applications. Report 448 Overview of licensing and professional ... Read More
osc ontario

OSC issued a warning about a UK Financial Services Firm

24/09/2015(0)
Ontario Securities Commission, the Regulatory body of the securities industry in Ontario, issued a warning to inform public that: The firm Algo Capitals Limited, with address in UK, is ... Read More
fma

Third director sentenced in OPI Pacific Finance case

23/09/2015(0)
FMA:  A former director of OPI Pacific Finance Limited, Craig Robert White, has today been sentenced in the Auckland High Court. Mr White was sentenced to 250 hours community ... Read More
FCA_regulator

FCA UK fined Investment Firm’s former finance director

23/09/2015(0)
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function The Financial Conduct Authority (FCA) has ... Read More
fca-building

FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

23/09/2015(0)
The Financial Conduct Authority’s Acting Chief Executive Tracey McDermott today announced the final appointment to the FCA’s Executive Committee with Georgina Philippou becoming the new Chief Operating Officer. Georgina ... Read More
Broker Cyprus TopFX