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Regulators

osc ontario

OSC warns about an Investment Firm with address in Cyprus

11/09/2015(0)
The Ontario Securities Commission (OSC) has issued a Warning regarding: Ouroboros Derivatives Trading Ltd. Last known/disclosed address: 42-44 Griva Digeni Avenue, 1096, Nicosia, Cyprus According to OSC, Ouroboros Derivatives ... Read More
sec-logo

SEC Announces Fraud Charges Against Financial Adviser

10/09/2015(0)
SEC Announces Fraud Charges Against Financial Adviser Accused of Greatly Exaggerating Assets Under Management and Investment Returns on Paid Radio Program The Securities and Exchange Commission announced fraud charges ... Read More
CySEC

CySec issued warning for an Unauthorised Firm

10/09/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the regulatory authority in Cyprus, has issued a press release to warn public in relation with an Unauthorised Firm. Specific, CySec warns ... Read More
SFC - Hong Kong

SFC warns on unlicensed entity Wells Fargo Global Investments (Hong Kong) Limited

10/09/2015(0)
Regulatory Commission of Hong Kong, Securities and Futures Commission (SFC), has issued a warning to inform public for an unlicensed entity with the name Wells Fargo Global Investments (Hong ... Read More
bank-of-england

Bank of England maintains Bank Rate and the size of the Asset Purchase Programme

10/09/2015(0)
Monetary policy summary The Bank of England’s Monetary Policy Committee (MPC) sets monetary policy in order to meet the 2% inflation target and in a way that helps to ... Read More
SEC_logo

SEC Charges BDO and Five Partners in Connection With False and Misleading Audit Opinions

10/09/2015(0)
The Securities and Exchange Commission today charged national audit firm BDO USA with dismissing red flags and issuing false and misleading unqualified audit opinions about the financial statements of ... Read More
cftc-image-jpeg

CFTC launched RED LIST of Foreign Entities that Trade Foreign Currency and Binary Options

10/09/2015(2)
CFTC Publishes List of Foreign Entities that Illegally Solicit U.S. Residents to Trade Foreign Currency and Binary Options The New Registration Deficient ‘RED List’ Identifies Companies Operating Illegally The ... Read More
amf

AMF: list update of unauthorised websites offering binary options trading

09/09/2015(0)
The AMF is publishing a new updated list of websites offering binary options trading, for which no authorised investment services provider could be clearly identified. The Autorité des Marchés ... Read More
Bank of Russia, Moschow

The Bank of Russia reports on cancelling licences of firms offer broker activity

09/09/2015(0)
The Central Bank of Russia has issued a press release to inform that took a decision to cancel licences of a professional securities market participant following requests of the ... Read More
sec-logo

SEC Charges Three RMBS Traders With Defrauding Investors

09/09/2015(0)
The Securities and Exchange Commission today announced fraud charges against three traders accused of repeatedly lying to customers relying on them for honest and accurate pricing information about residential ... Read More
Broker Cyprus TopFX