Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

ECB - building

ECB: Monetary policy decisions

03/09/2015(0)
September 3, 2015: At today’s meeting the Governing Council of the ECB decided that the interest rate on the main refinancing operations and the interest rates on the marginal ... Read More
ASIC_regulator

Additional licence conditions imposed on Advamode

03/09/2015(0)
ASIC has imposed additional conditions on the Australian Financial Services (AFS) licence of Advamode Financial Pty Ltd (Advamode). The conditions were imposed on the Queensland-based financial services firm after ... Read More
Chinese-flag

China regulator says punishes three stock trading platforms

03/09/2015(0)
China’s securities regulators said it would fine three firms that run stock trading platforms, after finding that they were offering services to unqualified investors, it said late on Wednesday. ... Read More
FCA_regulator

FCA warns on a Broker firm with office address in Cyprus

03/09/2015(0)
FCA, the Financial Conduct Authority of UK, has issued a warning to inform public regarding www.ubroker.com that the FCA believes that has been providing financial services or products in ... Read More
nfa log

NFA: Effective date of new Forex Dealer Member Requirements

02/09/2015(0)
Effective date of new Forex Dealer Member Requirements The Commodity Futures Trading Commission (CFTC) recently approved NFA‘s amendments to NFA Financial Requirements Section 11, NFA Financial Requirements Section 12, ... Read More
CySEC

CySec informs CIF’s and set deadline to comply regarding their web address and Domain name

02/09/2015(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a circular to inform CIF’s regarding the website address they use, their Domain name and possible redirection of their clients ... Read More
FCA_regulator

FCA UK warns about a clone investment firm

02/09/2015(0)
The Financial Conduct Authority (FCA) of UK has issued a press release to warn public for a clone firm that fraudsters use as part of their tactics to scam ... Read More
ESMA logo

ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting

02/09/2015(0)
The European Securities and Markets Authority (ESMA) has published a consultation paper (CP) on the remaining draft implementing technical standards (ITS) under MiFID II on which ESMA has not ... Read More
Consob-logo

Consob Warnings: Lau Global Services Corporation – Simple Trade Corporation

01/09/2015(0)
The Commissione Nazionale per le Società e la Borsa reports that: the company Lau Global Services Corporation is not authorised to provide investment services and business in Italy in any ... Read More
CNMV

CNMV Spain warns on unregistered investment services firms

01/09/2015(0)
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued press releases to inform public in relation with firms that are not ... Read More
Broker Cyprus TopFX