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Regulators

onestopbrokers-Regulators

Financial regulators consult on creation of a Global Financial Innovation Network

08/08/2018(0)
The Financial Conduct Authority (FCA) has, in collaboration with 11 financial regulators and related organisations, announced the creation of the Global Financial Innovation Network (GFIN), building on the FCA’s ... Read More
sec-logo

Beware of firms that use misleading information to solicit investors

07/08/2018(0)
The Securities and Exchange Commission (SEC) announced that it has updated its list of unregistered firms that use misleading information to primarily solicit non-U.S. investors, adding 16 soliciting entities, ... Read More
IOSCO logo -large

IOSCO issues recommendations to help trading venues manage extreme volatility

06/08/2018(0)
The International Organization of Securities Commissions (IOSCO), the leading international policy forum for securities regulators that is recognized as the global standard setter for securities regulation, has issued an ... Read More
esma (European Securities and Markets Authority)

MiFID II ESMA: Data for the systemic internaliser calculations for equity, equity-like instruments and bonds

03/08/2018(0)
The European Securities and Markets Authority (ESMA) has published data for the systemic internaliser calculations for equity, equity-like instruments and bonds under the Markets in Financial Instruments Directive (MiFID ... Read More
alert

Beware of unauthorised investment and financial services providers

31/07/2018(2)
Financial Regulators around the world issued warnings to inform investors and public for companies and websites that are offering investment, financial and insurance services without the required authorisation. The ... Read More
European_Central_Bank

European Central Bank released monetary policy decision on interest rates

27/07/2018(0)
At its meeting on July 26, 2018, the Governing Council of the European Central Bank decided that the interest rate on the main refinancing operations and the interest rates on ... Read More
FCA_regulator

FCA banned four former directors of an online consumer credit broker

26/07/2018(0)
The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My ... Read More
wARNING

Beware: Supervisory authorities around the world issued investor protection warnings

25/07/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Spain (Comisión Nacional del Mercado de Valores – Cnmv), Austria (Financial Market Authority – FMA), Switzerland (Swiss ... Read More
fined

EU Authority fines five Banks for €2.48 million in total

24/07/2018(0)
The European Securities and Markets Authority (ESMA) has fined Danske Bank, Nordea Bank, SEB, Svenska Handelsbanken and Swedbank €495,000 each and issued five public notices for negligently breaching the ... Read More
CySEC logo

CySEC announced the authorization of a new Cyprus Investment Firm

23/07/2018(0)
The Cyprus Securities and Exchange Commission (CySEC), the financial regulatory authority of Cyprus, has issued today an announcement to inform that a new company has been approved by the Commission as ... Read More
Broker Cyprus TopFX