Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

finra1

FINRA Fines Goldman Sachs Execution & Clearing, L.P. $1.8 Million for OATS and Trade Reporting Failures

28/07/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Goldman Sachs Execution & Clearing, L.P. $1.8 million for systemic Order Audit Trail System (OATS) reporting violations ... Read More
fca-building

Cash Genie agree with FCA to provide £20 million redress to over 92,000 customers

27/07/2015(0)
Ariste Holding Limited, trading as Cash Genie, has entered into an agreement with the Financial Conduct Authority (FCA) to provide over £20 million of redress to more than 92,000 ... Read More
fma

Stop Order issued from FMA agains an investment company

27/07/2015(0)
The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing ... Read More
Bank of Russia, Moschow

Central Bank of Russia cancel the licenses of professional securities market participant

24/07/2015(0)
The Central Bank of Russia has issued a Notice to inform public on cancelling licences of professional securities market participant. The Bank of Russia took a decision to cancel ... Read More
FCA_regulator

FCA warning against unauthorised firm: Citigroup Investment

24/07/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
ASIC_regulator

ASIC bans former GTL Tradeup Pty Ltd director

23/07/2015(0)
Mr Andrew Jeffers, a Certified Practising Accountant from Sydney, NSW, has been banned from providing any financial services until 21 May 2018. Mr Jeffers was banned after ASIC found that ... Read More
FCA_regulator

FCA warns for clone of Ayondo Markets

23/07/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
eurozone-ecb

Euro Area Investment Fund Statistics May 2015

22/07/2015(0)
In May 2015, the amount outstanding of shares/units issued by euro area investment funds other than money market funds was €106 billion higher than in April 2015. This increase ... Read More
CRFIN

Internet project «ShareInstock» was included in the CRFIN Black list

22/07/2015(0)
Internet project «ShareInstock» (http://shareinstock.com/) was included in the CRFIN Black list The project offers clients 12 investment programs with stable income of 2-10% per month as “pseudo-dividends” of “pseudo-shares”, ... Read More
CNMV

CNMV Spain warns for unregistered Firms

21/07/2015(0)
The Comisión Nacional del Mercado de Valores (CNMV), the supervising and inspecting authority of Spanish Stock Market, has issued warnings to inform public for unregistered firms. Pursuant to the ... Read More
Broker Cyprus TopFX