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Regulators

FCA_regulator

FCA warning against clone firm

21/07/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
ESMA logo

ESMA agrees to further renewal of short selling ban by Greek HCMC

21/07/2015(0)
The European Securities and Markets Authority (ESMA) has issued its official opinion agreeing to a further renewal, for a period of seven days, of the emergency short selling prohibition ... Read More
FSMA belgium

FSMA Belgium published list of investement firms operating unlawfully in Belgium

20/07/2015(0)
The Financial Services and Markets Authority (FSMA) has issues a press release to warn the public against the activities of various providers of/intermediaries in binary options and forex products, ... Read More
sec-logo

SEC Pays More Than $3 Million to Whistleblower

20/07/2015(0)
The Securities and Exchange Commission announced a whistleblower award of more than $3 million to a company insider whose information helped the SEC crack a complex fraud. The multi-million dollar ... Read More
SEC- Headquarters

SEC Charges Purported Investment Adviser With Stealing Client Funds and Conducting a Ponzi Scheme

17/07/2015(0)
The Securities and Exchange Commission charged a purported investment adviser in San Diego with stealing money from clients for personal use and conducting a Ponzi scheme to pay customers making ... Read More
barclays-logo-3

Barclays to pay $800,000 fine for U.S. data reporting errors

17/07/2015(0)
Wall Street’s self-funded watchdog fined a unit of Barclays PLC (BARC.L) $800,000 (512,377 pounds) for violations related to how the bank reported stock trades over a more than two-year ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announces the suspension of the authorisation of CIF ‘1 T.C.R CORP. LTD’

16/07/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: The authorisation of the Cyprus Investment Firm ‘1 T.C.R CORP. LTD’, number 237/14, is ... Read More
FSMA belgium

The Financial Services and Markets Authority of Belgium warns against various “bolier rooms”

16/07/2015(1)
UNAUTHORIZED INVESTMENT SERVICES: BOILER ROOMS FSMA, the financial regulator of Belgium, has issued a press release to warn public for investment firms or credit institutions that are not authorised ... Read More
amf

AMF France warns the public for unauthorised investments firms

16/07/2015(0)
The Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Autorité des Marchés Financiers (AMF) are publishing a new updated list of websites and entities offering investments on ... Read More
financial-services-malta-mfsa

MFSA Malta issued Notices for entities that intend to offer Forex trading and Binary options trading to clients

15/07/2015(0)
MFSA Malta has issued two Notices regarding applicants for a Category 2 or Category 3 Investment Services Licence that would like to carry out online forex trading in terms of the ... Read More
Broker Cyprus TopFX