Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

sec-logo

SEC: OZ Management LP Admits Providing Inaccurate Data, Impacting Brokers’ Records and “Blue Sheets”

15/07/2015(0)
The Securities and Exchange Commission today charged OZ Management LP with providing inaccurate trade data to four prime brokers, causing inaccuracies in the brokers’ books and records and in ... Read More
FSC Mauritius logo

FSC Mauritius announced termination of Management Licenses

14/07/2015(0)
The Financial Services Commission, Mauritius (“FSC Mauritius”) has issued press releases to inform about companies surrendered and terminated their Management License The companies surrended their Management License are: 1) VILLIERS MANAGEMENT ... Read More
Bcsc canada regulator

BCSC panel fines and permanently bans North Vancouver man and two U.S. citizens for market manipulation

14/07/2015(0)
A British Columbia Securities Commission (BCSC) panel has fined Mark Aaron McLeary, Robert Hainey, and Jerry Williams for engaging in market manipulation of shares in a company quoted on ... Read More
FCA_regulator

FCA warning against clone firm

14/07/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part ... Read More
finma

FINMA warns for unauthorised companies

13/07/2015(0)
The Swiss financial market supervisor, FINMA, has issued a warning to inform public for companies that are suspected to conducting unauthorised activities in the financial market. FINMA’s warning refers ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announces the suspension of the authorisation of CIF ‘Asset Management Advisory Services (AMASS) Ltd’

10/07/2015(3)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: The authorisation of the Cyprus Investment Firm ‘Asset Management Advisory Services (AMASS) Ltd’, number 167/12, ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Withdraw of CIF authorisation

10/07/2015(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has issued an announcement informing that: On its meeting of 6 July 2015, has decided, pursuant, of ... Read More
Finanstilsynet-Danish FSA

Warning against unauthorized persons claiming to be a Danish investment firm

10/07/2015(0)
Warning against unauthorized persons claiming to be the Danish investment firm Carnegie Asset Management Fondsmæglerselskab A/S The Danish Financial Supervisory Authority has been informed that unauthorized persons are claiming ... Read More
bank-of-england

Bank of England maintains Bank Rate at 0.5% and the size of the Asset Purchase Programme at £375 billion

10/07/2015(0)
The Bank of England’s Monetary Policy Committee at its meeting on 8 July voted to maintain Bank Rate at 0.5%.  The Committee also voted to maintain the stock of ... Read More
Hellenic Capital Market Commission (HCMC)

Hellenic Capital Market Commission (HCMC) announcement July 9, 2015

09/07/2015(0)
July 9, 2015 – The Hellenic Capital Market Commission (HCMC), following the decisions of the 29th and the 30th of June 2015 regarding the emergency measures for the Greek capital ... Read More
Broker Cyprus TopFX