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Regulators

FSMA logo

FSMA Warnings: Providers of binary options and forex products

07/07/2015(0)
The Financial Services and Markets Authority (FSMA) once again warns the public against the activities of various providers of / intermediaries in binary options and/or forex products which engage ... Read More
sec-logo

SEC Charges Oil Company and CEO in Scheme Targeting Chinese-Americans and EB-5 Investors

07/07/2015(0)
The Securities and Exchange Commission today charged a Bay Area oil and gas company and its CEO with running a $68 million Ponzi-like scheme and affinity fraud that targeted ... Read More
Reserve-Bank-of-Australia-logo

Statement by Glenn Stevens, Governor: Monetary Policy Decision

07/07/2015(0)
At its meeting today, the Board decided to leave the cash rate unchanged at 2.0 per cent. The global economy is expanding at a moderate pace, but some key ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposed Administrative fine to a Cyprus Investment Firm and its Director

06/07/2015(0)
CySec has issued an announcement to inform that: At the meeting held on the 11 November 2013, decided to impose the total administrative fine of €100.000 to CIF CommexFX ... Read More
fma

FMA settlement with Hanover defendants provides $18 million compensation for investors

06/07/2015(0)
The Financial Markets Authority (FMA) has reached a settlement of its civil proceedings against the former directors of Hanover Finance Ltd (HFL), Hanover Capital Ltd (HCL), United Finance Ltd ... Read More
esma regulator

ESMA report proposes to include ETDs in EMIR’s interoperability arrangements for CCPs

03/07/2015(0)
The European Securities and Markets Authority (ESMA) has issued today its final report on interoperability arrangements between EU-based clearing houses (CCPs) required under the European Markets Iinfrastructre Regulation (EMIR) and related ... Read More
bank of russia

The Central Bank of Russia issued notices on cancelling licences of professional securities market participants

03/07/2015(0)
Bank of Russia took a decision to cancel the licences of professional securities market participants to carry out broker, dealer activity, securities management and depository activity. The companies are: ... Read More
onestopbrokers-Regulators

Financial Regulators issued warnings on unauthorised and clone firms

03/07/2015(0)
The financial regulators of UK FCA, Cyprus CySec and the Russian Self-Regulatory Organization Nonprofit Partnership “Centre for Regulation in OTC Financial Instruments and Technologies” have issued press releases to ... Read More
ASIC_regulator

ASIC: Update on Interactive Brokers

03/07/2015(0)
ASIC today provided an update on its regulation of US-based online brokerage firm Interactive Brokers LLC (IB). Enforceable undertaking (EU) IB has refunded $1.5 million in fees and commission ... Read More
onestopbrokers-Regulators

Study: Penalties Levied by Financial Watchdogs Spiked in 2014

02/07/2015(0)
Financial regulators in the United States, United Kingdom, and Hong Kong have decreased their agency expenditures but increased the penalties they’ve levied, according to a new report by regulatory, ... Read More
Broker Cyprus TopFX