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Regulators

fca-building

FCA warning against unauthorised firms

24/06/2015(0)
FCA has issued a press release to inform that the below firms have been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
financial-services-malta-mfsa

MFSA Warning

24/06/2015(0)
The Malta Financial Services Authority (“MFSA”) has become aware of an entity operating under the name Wire Prepay, which is known to have an internet presence at http://www.wireprepay.com/. This ... Read More
sec-logo

SEC Charges Unregistered Brokers in EB-5 Immigrant Investor Program

24/06/2015(0)
The Securities and Exchange Commission today charged two firms that illegally brokered more than $79 million of investments by foreigners seeking U.S. residency.  The charges are the first against ... Read More
finra1

FINRA Fines Morgan Stanley Smith Barney and Scottrade a Total of $950,000

23/06/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley Smith Barney, LLC (Morgan Stanley) $650,000 and Scottrade, Inc. $300,000 for failing to implement reasonable ... Read More
consob logo new

Consob Warnings

22/06/2015(0)
The Commissione Nazionale per le Società e la Borsa reports that: the companies Market City International srl and Tradect Ltd are not authorised to provide investment services and business in Italy in ... Read More
ECB

Decisions taken by the Governing Council of the ECB (in addition to decisions setting interest rates)

22/06/2015(0)
Market operations Substitute purchases by Eesti Pank On 2 June 2015 the Governing Council decided that, owing to the lack of government and agency bonds needed to accommodate the ... Read More
Cyprus Securities and exchange commission (cysec)

CySec warns investors on the risks of investing in complex products

19/06/2015(0)
CySec has issued a press release to warn investors to the risks of investing in complex products CySec stated that: It has come to the attention of the CySEC that ... Read More
Council of the European Union - logo

Eurogroup statement on Cyprus, 18 June 2015

19/06/2015(0)
The Eurogroup welcomes the institutions’ conclusion following the sixth review mission that Cyprus‘ adjustment programme has been brought back on track. The fiscal performance continues to be solid, the ... Read More
onestopbrokers-Regulators

Financial Regulators warnings on unauthorised companies providing investment services

18/06/2015(0)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Akasaka Acquisition Group Addresses: 4th Floor, Kiocho Building, 3-12 Kioi-Cho, Chiyoda-Ku, Tokyo, 1020096 32nd FL., Ana ... Read More
FCA_regulator

FCA warning against clone firm

18/06/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
Broker Cyprus TopFX