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Regulators

fma

Milford Asset Management to pay $1.5 million following FMA investigation

18/06/2015(0)
The Financial Markets Authority (FMA) has completed its investigation into certain trading activity between December 2013 and August 2014 by a trader employed by Milford Asset Management Limited (Milford). ... Read More
ASIC_regulator

Cold calling firm FXTS Guru cut off following ASIC concerns

18/06/2015(0)
A cold-calling operation promoting FX and binary option products to investors worldwide has agreed to stop contacting Australian investors following ASIC concerns. The outcome is part of ASIC’s ongoing ... Read More
sec-logo

SEC Announces Enforcement Action for Illegal Offering of Security-Based Swaps

18/06/2015(0)
The Securities and Exchange Commission today announced an enforcement action against a company that illegally offered complex derivatives products to retail investors. The Dodd-Frank Act implemented two key requirements ... Read More
Swiss National Bank

SNB says progress needed from biggest Swiss banks on capital

18/06/2015(0)
The Swiss National Bank (SNB) on Thursday welcomed the improvement made by the country’s biggest banks, UBS and Credit Suisse, to their capital strength in the past year but ... Read More
The-US-Federal-Reserve-007

Federal Reserve issues FOMC statement

18/06/2015(0)
Fed: Information received since the Federal Open Market Committee met in April suggests that economic activity has been expanding moderately after having changed little during the first quarter. The ... Read More
National Bank of Greece

The Bank of Greece Report on Monetary Policy 2014-2015

17/06/2015(0)
Today, in accordance with its Statute, the Bank of Greece submitted its Report on Monetary Policy 2014-2015 to the Speaker of the Greek Parliament and the Cabinet. At the ... Read More
ASIC_regulator

Macquarie Investment Management to refund clients after review of system errors

17/06/2015(0)
Macquarie Investment Management Limited (Macquarie) is due to refund over $5.5 million to around 2,300 clients affected by system errors. The errors occurred between 2001 and 2014, on a ... Read More
fca-building

FCA imposed £1.47bn in fines in 2014 with UBS and Citibank among worst offenders

17/06/2015(0)
The Financial Conduct Authority (FCA) imposed £1.47bn (€2.04bn, $2.3bn) in fines on companies in 2014, a rise of 68% from the year before, according to a study by Kinetic ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Renouncement of Cyprus Investment Firm licence

16/06/2015(0)
The Cyprus Securities and Exchange Commission has issued a press release to inform that: On 6th June 2015, the CIF Saxo Capital Markets CY Ltd, which provided investment services via ... Read More
bank of russia

Bank of Russia on fine-tuning FX swap auctions

16/06/2015(0)
The Central Bank of Russian Federation has issued an announcement regarding: From 16 June 2015, the Bank of Russia supplemented its system of monetary policy instruments with USD/RUB and ... Read More
Broker Cyprus TopFX