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Regulators

Consob-logo

Consob Warnings:G.M.E Ltd – Schwartz & Stien Partners

26/05/2015(0)
The Commissione Nazionale per le Società e la Borsa reports that: the company G.M.E Ltd is not authorised to provide investment services and business in Italy in any way, including ... Read More
ASIC_regulator

Alleged Ponzi scheme operator faces court

26/05/2015(0)
Following an ASIC investigation, an Adelaide man has faced court accused of deception totalling $12 million. Former mortgage broker Michael Samra faced Adelaide Magistrates Court on 22 May 2015 ... Read More
FCA-logo

FCA fines set to dip below record despite Libor and forex penalties

26/05/2015(0)
Last week’s record £284.4m penalty imposed on Barclays for its part in the foreign exchange rate rigging scandal came just weeks after a £226.8m fine on Deutsche Bank The ... Read More
fma

FMA issues warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited

25/05/2015(0)
The Financial Markets Authority (FMA) has concluded its investigation into Pacific Edge Limited regarding potential breaches of its continuous disclosure obligations. The FMA has concluded that it is likely ... Read More
The-US-Federal-Reserve-007

Federal Reserve proposes adding certain investment grade general obligation state and local municipal bonds

25/05/2015(0)
The Federal Reserve Board on Thursday proposed adding certain general obligation state and municipal bonds to the range of assets a banking organization may use to satisfy regulatory requirements ... Read More
SFC-logo-office

Joint Announcement of China Securities Regulatory Commission and Securities and Futures Commission

25/05/2015(0)
To deepen Mainland-Hong Kong financial cooperation and promote the joint development of the Mainland and Hong Kong capital markets, the China Securities Regulatory Commission (CSRC) and the Securities and ... Read More
bank-of-england

Bank of England Accidentally E-mails Brexit Plans to The Guardian

25/05/2015(0)
Bank of England staff are assessing the potential risks related to Britain’s renegotiation of its European Union membership and the threat of the country leaving the bloc. “There are ... Read More
FCA_regulator

FCA publishes terms of reference for its investment and corporate banking market study

22/05/2015(0)
The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking. These markets ... Read More
bank-of-japan-building

Bank of Japan: Statement on Monetary Policy

22/05/2015(0)
1. At the Monetary Policy Meeting held today, the Policy Board of the Bank of Japan decided, by an 8-1 majority vote, to set the following guideline for money ... Read More
cftc

Barclays to Pay $400 Million Penalty to Settle CFTC Charges

21/05/2015(0)
CFTC Also Took Action Today Against Barclays and its Affiliates for Attempted Manipulation and False Reporting of the ISDAFIX Benchmark, an Interest Rate Benchmark — the First Enforcement Action ... Read More
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