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Regulators

fma

FMA secures Asset Preservation Orders over Arena Capital Limited / BlackfortFX

21/05/2015(0)
The FMA confirms that it is undertaking an investigation into Arena Capital Limited (Arena), trading as BlackfortFX (Blackfort). The FMA has obtained asset preservation orders over the assets of ... Read More
Hellenic Capital Market Commission (HCMC)

Hellenic Capital Market Commission (HCMC) Decisions

21/05/2015(0)
The Hellenic Capital Market Commission (HCMC) decided during its Board of Directors’ meeting, on 14.5.2015, the following: The approval of the offer document regarding the mandatory bid of PIRAEUS BANK ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine of €20.000 to a CIF

21/05/2015(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has notified the public that has imposed an administrative fine of €20.000 to Trademarker (Cyprus) Ltd for the infringement of the Law ... Read More
sec-logo

SEC Charges Brokerage Firm Co-Owners With Defrauding Investors

21/05/2015(0)
The Securities and Exchange Commission today announced fraud charges against the co-owners of a Manhattan-based brokerage firm. The SEC alleges that as Arjent LLC and its UK-based affiliate Arjent ... Read More
fca-building

FCA fines Barclays £284,432,000 for forex failings

20/05/2015(0)
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business ... Read More
onestopbrokers-Regulators

CNMV (Spain): Warning against USFIA Inc. (having a web presence on www.usfiamlm.com)

20/05/2015(0)
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that: USFIA Inc. www.usfiamlm.com ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine of €8.000 to a CIF

20/05/2015(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has notified the public that has imposed an administrative fine of €8.000 to Reliantco Investments Ltd for the infringement of the Law ... Read More
ASIC logo

ASIC releases first licensing activity report

20/05/2015(0)
ASIC today published its first report on its approach to licence applications to help inform businesses and individuals wanting to provide financial services or credit, or register as a ... Read More
fma

FMA removes offshore firms from the Financial Services Provider Register – warnings issued against companies who fail to respond

19/05/2015(0)
The Financial Markets Authority (FMA) today confirmed that a number of offshore firms have recently been removed from the Financial Services Provider Register (FSPR). While the Registrar of Companies ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine of €20.000 to a CIF

18/05/2015(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has notified the public that has imposed an administrative fine of €20.000 to Banc de Binary Ltd for the infringement of the ... Read More
Broker Cyprus TopFX