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Regulators

amf

Closet index funds: The AMF proposes an alternative approach to those currently used in Europe

05/07/2018(0)
The Autorité des marchés financiers (AMF) analysed nearly 800 French funds using a method based on fund return and market data, which enables more funds to be examined than ... Read More
CySEC logo

Cyprus Regulator decided to withdraw the license of a Cyprus Investment Company

03/07/2018(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that, on its meeting of 25th June 2018, has decided to wholly withdraw the Cyprus Investment ... Read More
red Fraud-Stamp image

Operator of commodity trading fund charged with defrauding fund participants

03/07/2018(0)
The Commodity Futures Trading Commission (CFTC or Commission) filed a civil enforcement action in the U.S. District Court for the Eastern District of New York, charging Defendant Harris Bruce ... Read More
euro currency

European Central Bank: How the euro helps small business

02/07/2018(0)
The European Central Bank has published a video explaining how the euro helps small business. As in most parts of the world, micro, small and medium-sized enterprises (MSMEs) form ... Read More
wARNING

Investors warnings to avoid unathorized financial services firms

28/06/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Sweden (Finansinspektionen), Austria (Financial Market Authority – FMA), Spain ... Read More
bank-fines

U.S. court fined company for fraud in a commodity futures day-trading system

27/06/2018(0)
Federal Court orders Jody Dupont of Anderson, South Carolina, and his company, Open Range Trading LLC, to pay $192,000 for defrauding customers in connection with offering and selling futures ... Read More
FCA_regulator

FCA reveals urban-rural differences in how consumers experience financial services

22/06/2018(0)
The Financial Conduct Authority (FCA) has published the latest analysis from its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK ... Read More
forex scam

U.S. Regulatory Authority shuts Down $102 Million Ponzi Scheme

21/06/2018(0)
The Securities and Exchange Commission (SEC) filed charges and obtained an asset freeze against the individuals and companies behind a $102 million Ponzi scheme that bilked investors throughout the ... Read More
CySEC logo

CySEC announced the authorization of two new Cyprus Investment Firms

20/06/2018(0)
The Cyprus Securities and Exchange Commission (CySEC), the financial regulatory authority of Cyprus, has issued two announcements to inform that new companies have been approved by the Commission as ... Read More
penalty image

Merrill Lynch will pay a $42 Million penalty to settle charges

20/06/2018(0)
The Securities and Exchange Commission charged Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it handled their orders. Merrill Lynch agreed to settle the charges, admit wrongdoing, ... Read More
Broker Cyprus TopFX