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Regulators

FCA_regulator

Deutsche Bank fined £227 million by FCA

23/04/2015(0)
The Financial Conduct Authority (FCA) has handed Deutsche Bank AG (Deutsche Bank) a £227 million ($340 million) fine, its largest ever for LIBOR and EURIBOR-related (collectively known as IBOR) ... Read More
ESMA logo

ESMA consults on draft guidelines specifying criteria for the assessment of knowledge and competence in MiFID II

23/04/2015(0)
The European Securities and Markets Authority launched today a consultation on draft guidelines specifying criteria for the assessment of knowledge and competence of natural persons in investment firms that ... Read More
cftc-image-jpeg

CFTC Staff Issue No Action Letters Providing Relief in Connection with Erroneous Swap Trades and Swap Trade Confirmations

23/04/2015(0)
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) and the Division of Clearing and Risk (together, the Divisions) issued a no-action letter providing time-limited relief ... Read More
FCA_regulator

FCA fines Merrill Lynch

22/04/2015(0)
FCA has issued a press release to inform that: Merrill Lynch International (MLI) has been fined £13,285,900 by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and ... Read More
rubles

Russian Central Bank Says Ruble’s Recovery Over For Now

22/04/2015(0)
The ruble’s recent firming trend has ended for now, the Russian Central Bank’s first deputy governor, Ksenia Yudayeva, said Wednesday. “The strengthening of the ruble has finished. Now we ... Read More
ESMA logo

ESMA is seeking information on new developments in virtual currency investment

22/04/2015(0)
The European Securities and Markets Authority (ESMA) has launched a call for evidence on investments using virtual currency or distributed ledger technology. ESMA is seeking information and views from ... Read More
bundesbank

Central Bank of Germany issued April Monthly Report

22/04/2015(0)
Structural developments in the German banking sector The financial and sovereign debt crisis which has afflicted the euro area for more than seven years now has clearly left a ... Read More
bank of russia

Bank of Russia announcement On minimum interest rates at auctions to provide foreign currency

20/04/2015(0)
Considering the developments in the domestic FX market the Bank of Russia decided to set the following interest rates from 21 April 2015: Minimum interest rates at FX repo ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

20/04/2015(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA) and Spain (Comision Nacional del Mercado de Valores – CNMV) report companies that are offering investment services ... Read More
FCA_regulator

FCA warning against a scam property fund

20/04/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Hermay Limited has been accepting deposits from consumers without our authorisation ... Read More
Broker Cyprus TopFX