Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

sec-logo

SEC Charges New York-Based Financial Advisor With Stealing $20 Million From Customers

17/04/2015(0)
The Securities and Exchange Commission today announced fraud charges against a New York City-based financial advisor accused of stealing at least $20 million from customers to fund his own ... Read More
FSC Mauritius logo

FSC Mauritius issued a Warning against WATTENBERG CAPITAL LTD

16/04/2015(0)
The Financial Services Commission, Mauritius (the “FSC Mauritius”) would like to alert the public with regards to WATTENBERG CAPITAL LTD (“WATTENBERG”). The FSC Mauritius has recently been apprised that ... Read More
DFSA logo

DFSA Fines Deutsche Bank AG for Serious Breaches

16/04/2015(0)
The Dubai Financial Services Authority (“DFSA”), announced, that it has fined the DIFC branch of Deutsche Bank AG (“DBDIFC”), USD $8,400,000 (AED 30,849,000) for serious contraventions. Those contraventions include ... Read More
FCA_regulator

FCA fines The Bank of New York Mellon

15/04/2015(0)
The Financial Conduct Authority of UK issued a press release to inform that: The Financial Conduct Authority (FCA) has today fined The Bank of New York Mellon London Branch ... Read More
cftc-image-jpeg

CFTC and Australian Prudential Regulation Authority Sign Memorandum of Understanding

15/04/2015(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad and Australian Prudential Regulation Authority (APRA) Chairman Wayne Byres have signed a Memorandum of Understanding ... Read More
ecb - logo

ECB: Monetary policy decisions – rate unchanged

15/04/2015(0)
At today’s meeting the Governing Council of the ECB decided that the interest rate on the main refinancing operations and the interest rates on the marginal lending facility and ... Read More
nfa log

NFA orders Memphis, Tenn. firm K&M Trading, LLC and its principals, William Kaelin and John Morrissey, to pay $105,000 fine

15/04/2015(0)
National Futures Association (NFA) has ordered K&M Trading, LLC (K&M), William Kaelin and John Morrisseyto pay a $105,000 fine. K&M is an NFA Member commodity trading advisor located in Memphis, Tenn. Kaelin and Morrissey ... Read More
FCA_regulator

FCA issued a warning about a Clone Firm

14/04/2015(0)
The FCA has issued a warning to inform that: Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: ... Read More
Central Banks

Central Banks decisions for the week Apri 13 – April 18

13/04/2015(0)
    This week (April 13 through April 18) central banks from seven countries or jurisdictions are scheduled to decide on monetary policy: Singapore, Indonesia, Poland, Canada, euro area, Namibia ... Read More
bank of russia

Bank of Russia decide to cancel license of market participant

10/04/2015(0)
Bank of Russia has issued a press release informing that: On 9 April 2015, the Bank of Russia took a decision to cancel the licences of professional securities market participant to perform dealer activity and carry out ... Read More
Broker Cyprus TopFX