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Regulators

bundesbank

German Maastricht debt level for 2014 up slightly to €2.17 trillion – debt ratio down markedly to 74.7%

02/04/2015(0)
According to provisional calculations, general government debt in Germany as defined in the Maastricht Treaty amounted to approximately €2.168 trillion at the end of 2014. The debt level thus increased ... Read More
SFC - Hong Kong

SFC reprimands and fines Merrill Lynch Far East Limited $2 million for regulatory breaches

02/04/2015(0)
The Securities and Futures Commission (SFC) has reprimanded and fined Merrill Lynch Far East Limited (Merrill Lynch Far East) $2 million for regulatory breaches and internal control failings relating to ... Read More
ASIC_regulator

ASIC has suspended the Australian financial services (AFS) licence of FX provider AGM Markets Pty Ltd (AGM)

02/04/2015(0)
Following an investigation, ASIC has suspended the Australian financial services (AFS) licence of FX provider AGM Markets Pty Ltd (AGM). The move is part of ASIC’s ongoing crackdown on ... Read More
sec-logo

SEC Announces Fraud Charges Against Investment Adviser Accused of Concealing Poor Performance of Fund Assets From Investors

31/03/2015(0)
The Securities and Exchange Commission today announced fraud charges against an investment adviser and her New York-based firms accused of hiding the poor performance of loan assets in three ... Read More
Consob-logo

FCA reports companies offering investment services without authorisation

31/03/2015(0)
The supervisory authority of the United Kingdom (Financial Conduct Authority – FCA) reports companies that are offering investment services without the required authorisation: Whitfield International Consulting Group (www.whitfieldintlconsultinggroup.com), with declared ... Read More
finra1

FINRA Sanctions Three Firms for Inadequate Supervision of Consolidated Reports

31/03/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has sanctioned three firms – H. Beck, Inc., LaSalle St. Securities, LLC, and J.P. Turner & Company, LLC – ... Read More
CySEC

CySec informs for acquisition of CIF (Cyprus Investment Firms) licence

30/03/2015(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “M.G.T.M. Financial Services Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment ... Read More
ASIC logo

ASIC issues warning about Grandegoldens

30/03/2015(0)
ASIC cautions Australian investors in the retail foreign exchange industry in regard to dealing with a company named Grandegoldens Pty Ltd (ACN 080 952 245). ASIC has become aware ... Read More
Bank-of-England

Global Preamble: Codes of best market practice and shared global principles

30/03/2015(0)
The eight foreign exchange committees in the major financial centres are releasing today a revised “Global Preamble: Codes of best market practice and shared global principles” document, which was ... Read More
bank-of-england

Bank of England publishes details of 2015 stress test for largest UK banks and building societies

30/03/2015(0)
​Today, the Bank of England is publishing the scenario for the 2015 stress test, which will be applied to the largest UK banks and building societies. The scenario has ... Read More
Broker Cyprus TopFX