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Regulators

bundesbank-feb

Bundesbank released German economy projections

19/06/2018(0)
The June 2018 edition of the Bundesbank’s Monthly Report outlines the prospects for the German economy on the basis of macroeconomic projections for 2018 and 2019, with a look ... Read More
esma (European Securities and Markets Authority)

ESMA reports on penalties and supervisory measures under EMIR

15/06/2018(0)
The European Securities and Markets Authority (ESMA) has issued its first annual report regarding supervisory measures carried out and penalties imposed by national competent authorities (NCAs) under the European ... Read More
red Fraud-Stamp image

Omega Knight 2 and two individuals charged with $5.5 Million precious metals fraud

14/06/2018(0)
The Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Southern District of Florida against Defendants Omega Knight 2, LLC (Omega ... Read More
Warning

Beware of unauthorized companies offering investment and financial services

12/06/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Italy (National Commission for Companies and the Stock Exchange – Consob), Austria (Financial Market Authority – FMA), ... Read More
penalty image

UK regulator fined a Bank for anti-money laundering systems failings

07/06/2018(0)
The UK regulator Financial Conduct Authority (FCA), has issued an announcement to inform that has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits ... Read More
societe generale logo

Société Générale to pay millions for LIBOR and Euribor manipulation charges

05/06/2018(0)
The Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Société Générale S.A. (Société Générale or the Bank) for attempted manipulation of and false reporting ... Read More
amf

AMF warns retail investors and public about aggressive “boiler room”

05/06/2018(0)
The Autorite des Marches Financiers (AMF), an independent public authority in France responsible for ensuring that savings invested in financial products are protected, that investors are provided with adequate ... Read More
sec

The Securities and Exchange Commission charges 13 private fund advisers

04/06/2018(0)
The Securities and Exchange Commission today announced settlements with 13 registered investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk. According to ... Read More
ESMA logo

ESMA publishes final guidelines on MiFID II suitability requirements

30/05/2018(0)
The European Securities and Markets Authority (ESMA) has published its Final Report on Guidelines on certain aspects of the MiFID II suitability requirements. The assessment of suitability is one ... Read More
Securities Exchange Commission

SEC USA released a Public Statement by Chairman Jay Clayton on fraudulent Crypto ICOs

23/05/2018(0)
The U.S. Securities and Exchange Commission has released a Public Statement by Chairman Jay Clayton in relation to the North American Securities Administrators Association (NASAA) announcement of enforcement sweep ... Read More
Broker Cyprus TopFX