Robert Ophèle, the Chairman of the Autorité des Marchés Financiers (AMF) that regulates participants and products in France’s financial markets, gave a speech during TradeTech Europe 2018 – 25 ... Read More
The Commodity Futures Trading Commission (CFTC) issued an order to the National Stock Exchange of India (NSE) as part of its longstanding program of regulatory deference to foreign regulatory ... Read More
The Securities and Exchange Commission (SEC) charged four individuals for their roles in a fraudulent scheme that generated nearly $34 million from unlawful stock sales and caused significant harm ... Read More
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that, on 30th March 2018, 26th April 2018 and 30th April 2018 the Companies providing Administrative ... Read More
The Commodity Futures Trading Commission (CFTC) announced that Judge Esther Salas of the U.S. District Court for the District of New Jersey has entered an Order of default judgment ... Read More
The European Securities and Markets Authority (ESMA) has updated its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive ... Read More
The European Securities and Market Authority (ESMA) has issued an announcement to inform that has launched a Companies’ Portal where investors seeking information on whether a financial service provider ... Read More
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued an announcement to inform that, on 31st December 2017, the Company Providing Administrative Services Lexpro Holding & Consulting Services Ltd (the ... Read More
The Securities and Exchange Commission announced the unsealing of fraud charges against a Mississippi company and its principal who allegedly bilked at least 150 investors in an $85 million ... Read More
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Italy (Consob), Luxembourg (Commission de Surveillance du Secteur Financier – CSSF), Switzerland (Swiss Financial Market Supervisory Authority ... Read More
We use cookies to improve your browsing experience on our website. To find out more, please read our Privacy Policy and Cookies Policy, been updated and became effective May 24, 2018.
By continuing to navigate our website without changing your cookies settings, or by clicking 'Ok', you hereby acknowledge and agree to OneStopBrokers use of cookies.OkRead more