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Regulators

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Yahoo agrees to pay $35 million for misleading investors after data breach

27/04/2018(0)
The Securities and Exchange Commission (SEC) announced that Altaba formerly known as Yahoo! Inc. has agreed to pay a $35 million penalty to settle charges that it misled investors ... Read More
esma (European Securities and Markets Authority)

ESMA publishes a negative opinion on an accepted market practice on liquidity contracts notified by AMF

18/04/2018(0)
The European Securities and Markets Authority (ESMA) has published an opinion on the Accepted Market Practice (AMP) notified by the French Autorité des Marchés Financiers (AMF), which replaces the ... Read More
onestopbrokers-Regulators

Supervisory authorities around the world warn for unauthorised financial services firms

13/04/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Austria ... Read More
initial coin offering

One of largest financial supervisory authorities in Europe released a letter about ICOs

02/04/2018(0)
BaFin, the Federal Financial Supervisory Authority in Germany and one of the largest financial supervisory authorities in Europe has published an advisory letter about Initial Coin Offerings and the ... Read More
esma (European Securities and Markets Authority)

ESMA updates its MiFID II Q&As on Market Structures and Transparency topics

30/03/2018(0)
The European Securities and Markets Authority (ESMA) has updated its Questions and Answers regarding transparency topics and market structures issues under the Market in Financial Instruments Directive (MiFID II) ... Read More
FCA_regulator

FCA statement on EU withdrawal following the March European Council

29/03/2018(0)
The Financial Conduct Authority (FCA) welcomes the agreement reached on the terms of an implementation period that will apply following the UK’s withdrawal from the European Union. The implementation ... Read More
onestopbrokers-Regulators

Financial supervisory authorities from around the world issued investor protection warnings

28/03/2018(0)
The supervisory authorities of the Italy (CONSOB), United Kingdom (Financial Conduct Authority – FCA), France (Autoritè des Marchers Financiers – AMF), Ireland (Central Bank of Ireland), British Columbia (British ... Read More
financial-services-malta-mfsa

Malta’s supervisory authority issued a notice against a bank and its director

23/03/2018(0)
Malta Financial Services Authority (MFSA), the single regulator for financial services in Malta, has issued a notice to inform public concerning Pilatus Bank Limited and its director Mr Ali ... Read More
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Directors of Storm Financial penalised for breach of duties

22/03/2018(0)
The Australian Securities and Investments Commission has issued an announcement to inform investors and public that the Federal Court has imposed civil penalties of $70,000 each on the directors ... Read More
FCA_regulator

FCA UK publishes discussion paper on transforming culture in financial services

21/03/2018(0)
The Financial Conduct Authority (FCA) has published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended ... Read More
Broker Cyprus TopFX