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Regulators

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AFM warns against the business practices of Florijn Duurzaam Wonen

17/05/2017(0)
The Dutch Authority for the Financial Markets (AFM) is issuing a warning to consumers regarding the business practices of Florijn Duurzaam Wonen B.V. Florijn Duurzaam Wonen offers bonds in ... Read More
ASIC_regulator

ASIC consults on ‘sunsetting’ class orders about licensing relief for financial counselling agencies and rural financial counselling service providers

17/05/2017(0)
ASIC today released a consultation paper proposing to remake three ASIC instruments relating to financial counsellors, which are due to expire between 1 October 2017 and April 2026. ASIC ... Read More
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SEC charges former head traders at Nomura with fraud

16/05/2017(0)
The Securities and Exchange Commission today charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities International Inc. with deliberately lying ... Read More
CySEC

CySec released information about compensation payment process to the covered clients of CommexFX Ltd

15/05/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has released today an update in relation to the compensation payment process by the ICF to the covered clients of CommexFX Ltd. ... Read More
CySEC

A new Firm approved by CySec as Administrative Services Provider

15/05/2017(0)
The Cyprus Securities and Exchange Commission (CySec) released today an announcement to inform that the firm Topcare Corporate Services Limited approved by the Commission as Administrative Services Provider (ASP). Below ... Read More
ASIC_regulator

Former director jailed in misappropriate investor funds case

15/05/2017(0)
Mr Gavin Keith Hyland has been convicted in the Brisbane District Court on two counts of dishonestly using his position to misappropriate investor funds. In relation to the first ... Read More
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FINRA Board approves proposals to strengthen controls on high-risk brokers

12/05/2017(0)
The Financial Industry Regulatory Authority (FINRA) Board of Governors approved the next step in FINRA’s ongoing initiative to strengthen controls on brokers with a history of significant past misconduct ... Read More
Bcsc canada regulator

BCSC warns about the online binary options trading TorOption

12/05/2017(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about TorOption, which is owned and operated by Smart Choice Zone LP (together, the Parties). TorOption ... Read More
amf

AMF consults on changes to its General Regulation ahead of MiFID II

11/05/2017(0)
As part of the reform of its markets in financial instruments directive, on 7 April 2016 the European Commission adopted a delegated directive that sets out provisions on the ... Read More
FCA_regulator

FCA warns about ExxonFX

11/05/2017(0)
The FCA UK has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all ... Read More
Broker Cyprus TopFX