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Regulators

barclays

Barclays to pay $97 Million for overcharging clients

11/05/2017(0)
The Securities and Exchange Commission today announced an enforcement action requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. In a ... Read More
Reserve Bank of New Zealand

The Central Bank of New Zealand left the Official Cash Rate unchanged

11/05/2017(0)
Statement by Reserve Bank Governor Graeme Wheeler: The Reserve Bank today left the Official Cash Rate (OCR) unchanged at 1.75 percent. Global economic growth has increased and become more ... Read More
FCA-logo

FCA UK warns: Beware from fake FCA emails

10/05/2017(0)
The Financial Conduct Authority (FCA) of UK has issued a notice to warn that the Authority is aware that fraudsters are sending emails that appear to be from an ... Read More
Securities Commission Malaysia

SC Malaysia introduced the Digital Investment Management framework

10/05/2017(0)
The Securities Commission Malaysia (SC) today introduced the Digital Investment Management framework, setting out licensing and conduct requirements for the offering of automated discretionary portfolio management services to investors. ... Read More
SFC-logo-office

SFC consults on proposals to reduce hacking risks in internet trading

09/05/2017(0)
The Securities and Futures Commission (SFC) today launched a two-month consultation on proposals to reduce and mitigate hacking risks associated with internet trading (Note 1). The proposals incorporate new ... Read More
ASIC_regulator

Federal Court makes order to limit operation of Melbourne-based financial services business

09/05/2017(0)
ASIC has obtained an order which requires financial services business “Yes FS” to change how it deals with its clients until the trial of proceedings for alleged breaches of ... Read More
consob logo

CONSOB warns for a provider of online trading on CFDs

08/05/2017(0)
The Commissione Nazionale per le Società e la Borsa (CONSOB), the public authority responsible for regulating the Italian financial markets, has published today an investor protection warning for unauthorised ... Read More
onestopbrokers-Regulators

Beware of unauthorised providers of financial services

08/05/2017(0)
The financial regulatory authorities of UK (Financial Conduct Authority – FCA) and Honk Kong (Securities and Futures Commission – SFC) have issued warnings to inform investors and public about ... Read More
Broker Cyprus TopFX