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Regulators

Isle of Man flag

The Isle of Man proposes changes on Collective Investment Schemes

05/05/2017(0)
The Isle of Man Financial Services Authority has today issued a Consultation Paper (CP17-04/T05) to obtain information, views and evidence in relation to — (1) the widening of the ... Read More
Securities Exchange Commission

Jay Clayton Sworn in as Chairman of SEC

05/05/2017(0)
Jay Clayton was sworn into office this afternoon by U.S. Supreme Court Justice Anthony M. Kennedy as the 32nd Chairman of the Securities and Exchange Commission. “It is a tremendous ... Read More
ASIC_regulator

AAT affirms ASIC’s disqualification and banning of the former MD of Provident Capital Ltd

04/05/2017(0)
On 2 May 2017 the Administrative Appeals Tribunal (AAT) upheld ASIC’s decision that Mr Michael Roger O’Sullivan of Sydney be disqualified from managing corporations for five years and from ... Read More
CySEC

CySec announced initiation of the compensation payment process by the I.C.F in CommexFX case

04/05/2017(0)
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform regarding the Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs ... Read More
cftc-logo

Company and its owner charged with defrauding investors for at least $13 million

04/05/2017(0)
CFTC Charges Arizona Resident Cory Williams and His Company, Williams Advisory Group, LLC, with Fraudulently Soliciting and Receiving at Least $13 Million in Commodity Pool Scheme The U.S. Commodity ... Read More
Securities Exchange Commission

Whistleblower award of more than half-million dollars for company insider

03/05/2017(0)
The Securities and Exchange Commission today announced that a company insider has earned a whistleblower award of more than $500,000 for reporting information that prompted an SEC investigation into ... Read More
cftc-logo

CFTC charges individual with fraudulently soliciting commodity futures customers

03/05/2017(0)
CFTC Charges Pennsylvania Resident William H. Powderly IV with Fraudulently Soliciting Commodity Futures Customers and Distributing False Account Statements The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement ... Read More
FCA_regulator

The Financial Conduct Authority warns for Stratton FX

02/05/2017(0)
The Financial Conduct Authority (FCA) has issued a warning about Stratton FX (clone of FCA authorised firm) and informs investors and public that fraudsters are using the details of ... Read More
ASIC_regulator

ASIC takes action against Courtenay House Capital Trading Group to protect investors

02/05/2017(2)
Following an application by ASIC, the Supreme Court of NSW has made interim orders by consent against Courtenay House Capital Trading Group Pty Ltd (Courtenay House Trading Group), Courtenay ... Read More
CySEC

CySec informs that an ASP firm waived its authorisation

02/05/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform that a Company Providing Administrative services waived its authorisation. According the CySec’s announcement, on 30th ... Read More
Broker Cyprus TopFX