Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

Saskatchewan

Binary Options providers based in Cyprus and Bulgaria got Cease Trade Orders

24/04/2017(0)
The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued two Cease Trade Orders against Mpower Technologies Limited and Melnic Group Ltd.  The orders expire on May 3, ... Read More
cftc-logo

CFTC grants registration to NEX SEF Limited

21/04/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order of Registration to NEX SEF Limited (NEX SEF), of London, England, granting it registration ... Read More
CySEC

CySec informs that a Cyprus Investment Firm renounced its authorisation

21/04/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public that on 13th  March 2017, the CIF Asset Management Advisory Services (AMASS) Ltd ... Read More
cftc-logo

CFTC charges purported hedge fund that traded commodity futures and forex contracts

21/04/2017(0)
CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and California Residents Robert Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations The U.S. Commodity ... Read More
ASIC_regulator

ASIC signs fintech Cooperation Agreement with OJK to promote innovation in financial services

21/04/2017(0)
The Australian Securities and Investments Commission (ASIC) and Indonesia’s Otoritas Jasa Keuangan (OJK) have entered a Cooperation Agreement to promote innovation in financial services in their respective markets. The ... Read More
ASIC_regulator

ASIC bans former director of AFS Capital

20/04/2017(0)
ASIC has banned Dr Bingxing Hu (Dr Hu), of Melbourne, Victoria, from providing financial services for five years. Dr Hu was a director of AFS Capital Securities Limited ACN ... Read More
ESMA logo

ESMA to cooperate with New Zealand’s regulators on CCPs

19/04/2017(0)
The European Securities and Markets Authority (ESMA) has established a Memorandum of Understanding (MoU) under the European Markets Infrastructure Regulation (EMIR) with Reserve Bank of New Zealand and Financial ... Read More
SFC - Hong Kong

SFC warns about Juno Markets

19/04/2017(0)
The Securities and Futures Commission (SFC), Hong Kong financial regulator, has updated its “Alert List” adding Juno Markets / Juno Markets Limited. SFC released the below details for Juno ... Read More
FCA-logo

The Financial Conduct Authority publishes its Mission and Business Plan

19/04/2017(0)
The Financial Conduct Authority (FCA) has published its Mission, which gives firms and consumers greater clarity about how the FCA prioritises its interventions in financial markets. Alongside the Mission, ... Read More
SFC-logo-office

SFC welcomes re-appointment of Non-Executive Director

13/04/2017(0)
The Securities and Futures Commission (SFC) welcomes the re-appointment by the Financial Secretary of Mr Albert Au Siu-cheung as a Non-Executive Director for a term of two years with ... Read More
Broker Cyprus TopFX