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Bcsc canada regulator

BCSC warns about binary options provider GTOptions

13/04/2017(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about GTOptions, owned and operated by MJ Vents Ltd. (together, the Parties). GTOptions claims to be based ... Read More
CySEC

CySec released Consultation Paper about the Investor Compensation Fund

12/04/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has published today (12 April 2017) a Consultation Paper CP(2017-02) about replacement of the legal framework governing the operation of the Investor ... Read More
CySEC

CySec informs CIFs for France’s legislation about advertising speculative, complex and risky products

12/04/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular (C202) to inform Cyprus Investment Firms (CIFs) in relation to France’s national legislation regarding the prohibition of electronic ... Read More
SFC-logo-office

SFC reprimands and fines iSTAR International Futures $3 million

12/04/2017(0)
SFC reprimands and fines iSTAR International Futures Co. Limited $3 million over anti-money laundering-related internal control failures The Securities and Futures Commission (SFC) has reprimanded iSTAR International Futures Co. ... Read More
CySEC

CySec advises Cyprus Investment Firms about possible impact of Brexit

12/04/2017(0)
Cyprus Investment Firms (CIFs) are advised to look at their business model structure, services and activities in order to consider and analyse the potential impact of a post-Brexit world. ... Read More
European Banking Authority logo

EBA finds supervisory authorities have implemented robust IT systems

12/04/2017(0)
The European Banking Authority (EBA) published today a Report on the Peer Review carried out on its ITS on supervisory reporting aimed at assessing how supervisory authorities have ensured ... Read More
CySEC

CySec informs about main changes affecting the authorisation requirements for investment firms

11/04/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform any interested parties that the Directive 2014/65/EU of the European Parliament and of the Council of ... Read More
consob logo

CONSOB warns about Binary Option Robot

11/04/2017(0)
The National Commission for Companies and the Stock Exchange (Commissione Nazionale Per Le Societa E La Borsa – CONSOB) has issued a warning to inform investors and public for ... Read More
fca-building

FCA bans two former spread betting firm employees for market abuse

10/04/2017(0)
  The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March ... Read More
esma (European Securities and Markets Authority)

ESMA publishes updated AIFMD and UCITS Q&As

07/04/2017(0)
The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings ... Read More
Broker Cyprus TopFX