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Regulators

CySEC

CySec informs Cyprus Investment Firms about freedom to provide investment services in a third country

06/03/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform Cyprus Investment Firms (CIFs) in respect of the freedom to provide investment and ancillary services and/or ... Read More
CySEC

CySec: Two Administrative Services Providers waived their authorization

06/03/2017(1)
The Cyprus Securities and Exchange Commission (CySec) has issued press releases to announce that the authorization of two Administrative Services Providers (ASP) lapsed. According the CySec’s announcements the ASP ... Read More
financial-services-malta-mfsa

MFSA Mallta warns for CFDs, Forex, Binary Options and other speculative products

06/03/2017(0)
Notice addressed to the general public, namely to retail investors, regarding the sale of speculative products and their associated ... Read More
CNMV

Spanish Regulator informs for unauthorised investment services providers

03/03/2017(0)
During January and February 2017, the National Securities Market Commission (CNMV) issued warnings on the following entities and/or individuals: According to CNMV records, these institutions are not registered in ... Read More
Canadian-Values-A-Silent-Revolution

$299 million in compensation to investors; CSA published 2016 Enforcement Report

02/03/2017(0)
Canadian Securities Regulators introduce innovative initiatives and increase collaboration to deter market misconduct The Canadian Securities Administrators (CSA) today released its 2016 Enforcement Report. The ninth annual report highlights ... Read More
FCA-logo

P2P lending platform granted full authorisation from the FCA

02/03/2017(0)
Proplend has issued an announcement to inform that it has been granted full authorisation from the Financial Conduct Authority (FCA) for peer to peer lending, paving the way for the launch ... Read More
fca-building

FCA finalise plans to place a deadline on PPI complaints

02/03/2017(0)
The Financial Conduct Authority (FCA) has today confirmed that it will introduce a deadline for making new payment protection insurance (PPI) complaints. The final deadline for making a new ... Read More
Bcsc canada regulator

BCSC warns for a Forex and Futures contracts provider

02/03/2017(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about Trade12, owned and operated by Exo Capital Markets Limited and Global Fin Services Ltd. Trade12 ... Read More
fca-building

FCA proposes reforms to the availability of information in the UK equity IPO process

01/03/2017(0)
The Financial Conduct Authority (FCA) has today launched a Consultation Paper (CP) proposing a package of measures to reform the availability of information during the UK equity initial public ... Read More
consob logo

CONSOB warns against a Binary Options provider

01/03/2017(0)
The National Commission for Companies and the Stock Exchange (CONSOB), the financial regulator of Italy, has issued an announcement to inform regarding a Binary Options provider not authorized to provide ... Read More
Broker Cyprus TopFX