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Regulators

CySEC

CySec has issued a Circular for market particpants

01/02/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform regarding MAR Guidelines on Information relating to commodity derivatives markets or related spot markets for the ... Read More
CySEC

CySec informs regulated Entities about Data collection exercise by the European Banking Authority

01/02/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform regulated Entities regarding Data collection exercise by the European Banking Authority for the potential reform of ... Read More
finra1

FINRA named new Senior Vice President for Corporate Communications

01/02/2017(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has named Josh Drobnyk as its Senior Vice President for Corporate Communications. Mr. Drobnyk will start at FINRA on ... Read More
esma regulator

ESMA Consults On Future Guidelines For Portability Between Trade Repositories

31/01/2017(0)
The European Securities and Markets Authority (ESMA) has put for public consultation future guidelines on the transfer of data between trade repositories (TRs) authorised in the European Union under ... Read More
deutche

FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

31/01/2017(0)
Soon after the New York’s Department of Financial Services fined Deutsche Bank $425 million for Russian Mirror-Trading scheme, the U.K. regulators FCA announced a fined of £163,076,224 to Deutsche ... Read More
esma regulator

ESMA advocates common pronciples for setting up share classes in UCITS funds

31/01/2017(0)
The European Securities and Markets Authority (ESMA) has today issued an Opinion on the extent to which different types of units or shares (share classes) of the same UCITS ... Read More
Consob-logo

CONSOB warns for firms providing unauthorised investment services in Italy

31/01/2017(0)
The National Commission for Companies and the Stock Exchange (CONSOB), the financial regulator of Italy, has issued an announcement to inform regarding companies not authorized to provide investment services ... Read More
deutschebank-hq

Deutsche Bank fined $425 million; the Bank allowed traders to engage in a Money-Laundering scheme

31/01/2017(0)
The New York State Department of Financial Services (DFS) has issued an announcement to inform for a $425 Million fine imposed to Deutsche Bank. The Bank Allowed Traders to ... Read More
Securities Exchange Commission

SEC charges two men for running a Ponzi scheme with money raised from investors

30/01/2017(0)
The Securities and Exchange Commission today announced fraud charges against two New York City men accused of running a Ponzi scheme with money raised from investors to fund businesses ... Read More
Broker Cyprus TopFX