The Securities and Exchange Commission (SEC) announced fraud charges and an emergency asset freeze obtained against a businessman in South Carolina accused of siphoning funds he raised from investors for ... Read More
The Financial Conduct authority (FCA), the financial regulator of UK, has issued a warning to alert authorised firms for the risks arising from failing to carry out appropriate due ... Read More
The Commission de Surveillance du Secteur Financier (CSSF) has issued an announcement to warn the public of the activities of an entity named Ebel & Partner Luxembourg S.A. (website: ... Read More
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to note the following: CySec, under article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, ... Read More
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about Redwood Options, operated by Hampshire Capital Ventures Ltd. (together, the Parties). Redwood Options claims to ... Read More
HSBC has voluntarily agreed to set up a redress scheme for customers who may have suffered detriment by paying an unreasonable debt collection charge imposed by HFC Bank Ltd ... Read More
The Securities and Exchange Commission today announced that it has established a comprehensive arrangement with the Hong Kong Securities and Futures Commission (SFC) as part of the SEC’s long-term ... Read More
CFTC Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related Supervision Failures Five Traders at Citigroup Global Markets Inc. ... Read More
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) published today their joint report on the functioning of the Capital Requirements Regulation (EU) No 575/2013 ... Read More
The Cyprus Securities and Exchange Commission (CySec) has imposed the total of €1,911 million of fines on Cyprus Investment Firms in 2016. In this amount is included a settlement ... Read More
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