Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

ESMA logo

ESMA calls for consistent application of MIFIR product intervention powers

13/01/2017(0)
The European Securities and Markets Authority (ESMA) has issued today an Opinion regarding the scope of the product intervention powers under the Markets in Financial Instruments Regulation (MiFIR). These ... Read More
cftc-logo

J.P. Morgan Securities ordered to pay $900,000

12/01/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against J.P. Morgan Securities LLC (JPMS), a Delaware corporation headquartered in New York City, ... Read More
ASIC_regulator

ASIC warns customers about scam emails

11/01/2017(0)
The Australian Securities and Investments Commission (ASIC) has issued an announcement to warn its Registry customers to be vigilant of scam emails purporting to be from ASIC. According the warning, ASIC ... Read More
amf

AMF sets specifics for its ban on the advertising of the riskiest products

11/01/2017(0)
A major investor protection milestone: the AMF sets specifics for its ban on the advertising of the riskiest products For several years, the AMF has focused its attention on ... Read More
CySEC

CySec fined Administrative Services Provider for €15.000

10/01/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that the Board of the Commission at its meeting held on December 05, 2016, decided to ... Read More
SFC-logo-office

SFC added iCoption on its Alert List

10/01/2017(0)
The Securities and Futures Commission (SFC), Hong Kong financial regulator, has updated its “Alert List” adding iCoption. The Alert List is a list of entities which have come to ... Read More
red Fraud-Stamp image

Company and individuals to pay over $11.6 million for Forex Fraud Scheme

10/01/2017(0)
Federal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir Ekdeshman, and Edward J. Servider to Pay $11.6 Million in Sanctions for Forex Fraud Scheme Relief Defendants Alisa Ekdeshman, ... Read More
SFC - Hong Kong

SFC bans former financial planning manager

09/01/2017(0)
The Securities and Futures Commission (SFC) has prohibited Mr Choi Siu Ki, a former financial planning manager of Dah Sing Bank Limited, from re-entering the industry for nine months ... Read More
Securities Exchange Commission

SEC Awards $5.5 Million to Whistleblower

09/01/2017(0)
The Securities and Exchange Commission today announced an award of more than $5.5 million to a whistleblower who provided critical information that helped the SEC uncover an ongoing scheme. ... Read More
FCA_regulator

FCA warns for a clone of Gain Capital UK

09/01/2017(0)
The Financial Conduct Authority (FCA) has issued a warning to inform investors and public that fraudsters are using the details of firms the FCA authorises to try to convince ... Read More
Broker Cyprus TopFX