Regulators

Bcsc canada regulator

BCSC warns about binary options brokerage BSDOption

16/12/2016(0)
The British Columbia Securities Commission (BCSC) has issued warnings to inform public and investors about BSDOption, operated by Lybss Ltd. and owned by YDBM Ltd. (collectively, the Parties). BSDOption claims to ... Read More
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ESMA Appoints New Member To Its Management Board

16/12/2016(0)
The European Securities and Markets Authority has elected a new member to its Management Board to replace an outgoing member who has stepped down from her position. The election ... Read More
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FINRA Foundation Publishes In-depth Analysis of U.S. Investors

15/12/2016(0)
The FINRA Investor Education Foundation (FINRA Foundation) announced today the results of its Investors in the United States 2016 report, which provides a detailed analysis of 2,000 survey respondents ... Read More
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Here Are Some of the Markets Making Big Moves After the Fed Announcement

15/12/2016(0)
The Federal Reserve raised interest rates for the first time this year on the back of a stronger job market and increasing inflation expectations. While the move was expected, there ... Read More
CySEC

CySec warns for domains-websites not authorised to provide investment services

14/12/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public for domains/websites that are not owned or operated by Cyprus Investment Firms (CIFs) ... Read More
swedish regulator finan

Finansinspektionen: Remark and administrative fine for two companies in the Nasdaq Group

14/12/2016(0)
Nasdaq Clearing AB is receiving a remark and must pay an administrative fine of SEK 25 million. Nasdaq Stockholm AB is receiving a remark and must pay an administrative ... Read More
CySEC

CySec decided to wholly withdraw the license of a Cyprus Investment Firm

13/12/2016(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) announces that, on its meeting of 28th November 2016, has decided, pursuant to sections 25(1)(b), 25(1)(c) and 26(4)(b) of the Investment Services ... Read More
ASIC_regulator

ASIC imposes licence condition on OpenMarkets Australia Limited

13/12/2016(0)
ASIC has imposed additional conditions on the Australian financial services licence of OpenMarkets Australia Limited (OpenMarkets). This action follows surveillance activities which identified concerns in OpenMarkets’: arrangements for identifying ... Read More
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Two traders charged in $26 Million Stock Manipulation Scheme

13/12/2016(0)
SEC Files Charges in $26 Million Stock Manipulation Scheme The Securities and Exchange Commission today charged two New Jersey-based traders with manipulating more than 2,000 NYSE- and NASDAQ-traded stocks ... Read More
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FCA launches market study on competition in the mortgage sector

12/12/2016(0)
The Financial Conduct Authority (FCA) has today launched a market study to consider whether competition in the mortgage sector can be improved to benefit consumers. The FCA wants to ... Read More
Broker Cyprus TopFX