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Regulators

Bcsc canada regulator

BCSC warns for a Binary Options provider based in Bulgaria

12/12/2016(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors for 72Option, owned and operated by Epic Ventures Ltd (together, the Parties). 72Option claims to be ... Read More
ASIC_regulator

ASIC bans former ANZ Financial Planning adviser from financial services

12/12/2016(0)
ASIC has banned Mr Andrew TambyRajah, a former employee of ANZ Financial Planning, from providing financial services for a period of five years. Mr TambyRajah, of Sydney, New South ... Read More
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FCA proposed new rules on loan-based and investment-based crowdfunding

10/12/2016(0)
Based on a review of the feedback received, issues seen during the supervision of crowdfunding platforms currently trading and consideration of applications from firms seeking full authorisation, the FCA ... Read More
CySEC

CySec announced Renouncement of license of Cyprus Investment Firm

09/12/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that  on 09 November 2016, the CIF Airfinance Pro Ltd (the ‘Company’), renounced its authorization pursuant ... Read More
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Enforcement Director Andrew J. Ceresney to Leave SEC

09/12/2016(0)
The Securities and Exchange Commission today announced that Enforcement Director Andrew J. Ceresney will leave the agency by the end of the year. During his nearly four years as ... Read More
ASIC_regulator

Court fines Sino Australia Oil and Gas Limited and disqualifies former chairman, Tianpeng Shao

09/12/2016(0)
The Federal Court of Australia has ordered that Sino Australia Oil and Gas Limited (in liquidation) (Sino) pay a pecuniary penalty of $800,000 and its former chairman, Mr Tianpeng ... Read More
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SFC regulator announced AML and fraud controls priorities

08/12/2016(0)
The Securities and Futures Commission (SFC) today relaunched its Enforcement Reporter as a biannual publication which aims to provide the market with updates on the SFC’s key enforcement priorities ... Read More
Belize

IFSC Belize warns about Global Trade Markets Ltd

08/12/2016(0)
The International Financial Services Commission of Belize (IFSC Belize) has issued a warning to inform that: It has come to the notice of the International Financial Services Commission of ... Read More
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CFTC Orders Paris-Based Société Générale SA to Pay a $450,000 Penalty

08/12/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Société Générale SA (Société Générale) for failing to properly report certain non-deliverable ... Read More
CySEC

CySec has issued a Circular to inform Cyprus Investment Frms about EBA guidelines

07/12/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular in relation to the European Banking Authority ‘Revised guidelines on the further specification of the indicators of global ... Read More
Broker Cyprus TopFX