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Regulators

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BCSC issued warnings against Binary Options trading platforms

07/12/2016(0)
The British Columbia Securities Commission (BCSC) has issued warnings to inform public and investors for online binary options trading platform providers. According the warnings, BCSC recently became aware that British ... Read More
Securities Exchange Commission

SEC Awards $3.5 Million To Whistleblower

06/12/2016(0)
The Securities and Exchange Commission today announced that a whistleblower has been awarded approximately $3.5 million for coming forward with information that led to an SEC enforcement action. “Whistleblowers ... Read More
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CONSOB Italy warns for firms and websites provide investment services without authorisation

06/12/2016(0)
The National Commission for Companies and the Stock Exchange, CONSOB reports that: the company Bauer Ferienwohnrechte Gmbh is not authorised to provide investment services and activities in Italy in ... Read More
ASIC_regulator

ASIC action sees BMW Australia Finance to repay $77 million to customers

06/12/2016(0)
ASIC has accepted an Enforceable Undertaking (EU) from car financier, BMW Australia Finance Limited (BMW Finance), which will see BMW Finance implement Australia’s largest consumer credit remediation program to ... Read More
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FINRA fined Credit Suisse Securities USA $16.5 million for AML and other violations

06/12/2016(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Credit Suisse Securities (USA) LLC $16.5 million for anti-money laundering (AML), supervision and other violations. FINRA found ... Read More
Monetary-Authority-of-Singapore

Singapore imposed millions penalty to foreign banks branches

05/12/2016(0)
The Monetary Authority of Singapore (MAS) announced today that it has imposed financial penalties of S$5.2 million and S$2.4 million respectively on Standard Chartered Bank, Singapore Branch (SCB) and ... Read More
A padlock is displayed at the Alert Logic booth during the 2016 Black Hat cyber-security conference in Las Vegas

Russian Central Bank confirms $31 million stolen from accounts

05/12/2016(0)
Hackers stole more than 2 billion rubles ($31 million) from correspondent accounts at the Russian central bank, the bank said on Friday, the latest example of an escalation of ... Read More
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CFTC approved rules for swap dealer and major swap participant minimum capital requirements

05/12/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today unanimously approved proposed rules establishing swap dealer (SDs) and major swap participant (MSPs) minimum capital requirements. As required by the Dodd ... Read More
Securities Exchange Commission

PIMCO to pay nearly $20 million to settle Charges

02/12/2016(0)
The Securities and Exchange Commission today announced that investment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20 million to ... Read More
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FCA bans and fines individual for £233,600

01/12/2016(0)
FCA publishes decision notice against Alistair Burns deciding to ban him and fine him £233,600 The Financial Conduct Authority has today published a Decision Notice in respect of Alistair ... Read More
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