The Ontario Securities Commission (OSC) has issued press releases to warn investors regarding SG 55 Ltd (“SG 55”) and Service Global 52 Ltd, doing business as www.b4binary.com. The OSC warns investors ... Read More
Standard Chartered has become ensnarled in another regulatory problem after admitting it faced potential sanctions from the Hong Kong authorities over its handling of a stock market flotation. As the ... Read More
In a case brought by the Financial Conduct Authority (FCA) Scott Crawley, Daniel Forsyth, Adam Hawkins, Ross Peters, Aaron Petrou and Dale Walker have today been prohibited from performing ... Read More
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK without FCA’s ... Read More
ASIC suspended the Australian financial services (AFS) licence of Parramatta-based Rural & General Insurance Broking Pty Limited (RGIB) for failing to lodge financial statements, auditor’s reports and auditor’s opinions ... Read More
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 30th September 2016, the CIF Starfish Markets (CY) Ltd renounced its authorization pursuant to section 24(1)(b) of ... Read More
The Malta Financial Services Authority (MFSA) has issued a warning to inform investors and public that the Authority has become aware of an entity operating under the name of MXTrade. ... Read More
ASIC has permanently banned former NSW financial adviser Mr Ashley Grant Howard from providing financial services after an investigation found he had: engaged in dishonest conduct; held out that ... Read More
The Securities and Exchange Commission today charged a Los-Angeles based investment advisory firm and its owner with fraudulently overbilling clients and stealing assets from their trusts to pay such ... Read More
The Autorité des Marchés Financiers (AMF) and the Association Française de la Gestion Financière (the French Asset Management Association – AFG) have produced a report on the outcome of ... Read More
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