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Regulators

Riksbank

Riksbank keeps low repo rate for longer

28/10/2016(0)
Low repo rate for longer, Executive Board ready to extend government bond purchases in December The upturn in the Swedish economy is continuing, but the Riksbank assesses that it ... Read More
finma

FINMA added a Binary Options provider in its Warning List

27/10/2016(0)
FINMA, the Swiss Financial Market Supervisory Authority, has updated its Warning List adding a Binary Options Provider suspected of conducting unauthorised activities in the financial market. FINMA added on ... Read More
CySEC

CySec has issued a Consultation Paper regarding requirements for the safeguarding of clients’ funds

27/10/2016(0)
The Cyprus Securities and Exchange Commission (CySec), in the context of establishing effective arrangements and procedures for consultation with market participants, has issued a Consultation Paper regarding a proposed ... Read More
ASIC_regulator

AAT affirms ASIC’s decision to refuse an application Clemente Group Holdings Pty Ltd for a derivatives/market maker licence

27/10/2016(0)
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse an application from Clemente Group Holdings Pty Ltd (Clemente) seeking an Australian Financial Services (AFS) licence to provide ... Read More
SFC-logo-office

SFC Hong Kong warns for Phmarkets

26/10/2016(0)
The Securities and Futures Commission (SFC) Hong Kong, has issued an updated Alert List to inform investors and public for a suspicious website. According the new list, the SFC Hong Kong ... Read More
FCA-logo

The Financial Conduct Authority (FCA) bans two individuals from the financial services industry

26/10/2016(0)
The Financial Conduct Authority (FCA) has issued on October 25 an announcement to inform that the Authority has banned two individuals from performing any function in relation to any ... Read More
CySEC

CySec fined €225.000 a Cyprus Investment Firm

25/10/2016(0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that, at its meeting held on September 26, 2016, decided to impose a ... Read More
Securities Exchange Commission

Embraer Paying $205 Million to Settle FCPA Charges

25/10/2016(0)
The Securities and Exchange Commission today announced a global settlement along with the U.S. Department of Justice and Brazilian authorities that requires aircraft manufacturer Embraer S.A. to pay more ... Read More
FIA

FIA joined four industry trade associations in a proposed guidance on central counterparty risk

24/10/2016(0)
FIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO) on resilience and recovery of ... Read More
FCA-logo

FCA: Investment and fund manager banned

24/10/2016(0)
On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight ... Read More
Broker Cyprus TopFX