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Regulators

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CFTC Orders Angus Partners LLC D/B/A Angus Energy to Pay a $250,000 Civil Penalty

30/09/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order requiring Angus Partners LLC D/B/A Angus Energy (Angus), a Florida limited liability company with its principal place ... Read More
CySEC

CySec announced continuance of suspension of a CIF license

30/09/2016(0)
Following previous announcement dated 29 July 2016, the Cyprus Securities and Exchange Commission (CySec), following a decision at the meeting dated 26 September 2016, announces that the authorisation of the Cyprus ... Read More
ASIC_regulator

ASIC permanently bans former Deutsche Bank FX trader

29/09/2016(0)
ASIC has permanently banned former Deutsche Bank FX options and futures trader, Andrew Donaldson, of Sydney, from providing financial services. The banning follows an ASIC investigation into Mr Donaldson’s ... Read More
fca-building

FCA proposes new measures to maintain firms’ focus on culture

29/09/2016(0)
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures ... Read More
cftc-logo

CFTC Expands Interest Rate Swap Clearing Requirement

29/09/2016(0)
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps. The Commission voted unanimously to approve an amendment to Commission regulation 50.4(a) ... Read More
Securities Exchange Commission

Merrill Lynch Charged With Trading Controls Failures That Led to Mini-Flash Crashes

27/09/2016(0)
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $12.5 million penalty for maintaining ineffective trading controls that failed to prevent erroneous orders ... Read More
Reserve Bank of New Zealand

The Reserve Bank of New Zealand announced the new Chair of the Board

27/09/2016(0)
The Reserve Bank of New Zealand, New Zealand’s Central Bank, has issued an announcement to inform that Professor Neil Quigley has been elected Chair of the Reserve Bank’s Board ... Read More
afm-large

The Netherlands AFM regulator informed for advertising ban of binary options

26/09/2016(1)
When answering Parliamentary questions on 16 September, Minister of Finance Dijsselbloem announced that he will start working together with the Netherlands Authority for the Financial Markets (AFM) on an ... Read More
Bank of Russia, Moschow

Central Bank of Russia announced US Dollar/Ruble and Euro/Ruble Exchange Rates and Exchange Trade Indicators

26/09/2016(0)
Bank of Russia, the Central Bank of Russia has issued a press releases to inform in relation with US Dollar/Ruble and Euro/Ruble Exchange Rates and Exchange Trade Indicators. The ... Read More
ASIC_regulator

LT Management pays infringement notice penalty

26/09/2016(0)
LT Management Pty Limited (LT Management) has paid a $10,800 infringement notice penalty after making potentially misleading statements about the cost of setting up a self-managed superannuation fund (SMSF) ... Read More
Broker Cyprus TopFX