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Regulators

ifsc

IFSC confirms that TradeFxP is not licenced by any autority in Belize

20/09/2016(0)
The International Financial Services Commission of Belize (IFSC Belize) has issued a warning to inform that: It has come to the notice of the International Financial Services Commission of Belize (IFSC ... Read More
fca-building

Payday firm CFO Lending to pay £34 million redress

20/09/2016(0)
Payday firm, CFO Lending, has entered into an agreement with the Financial Conduct Authority (FCA) to provide over £34 million of redress to more than 97,000 customers for unfair ... Read More
cftc-logo

CFTC Orders JSC VTB Bank and VTB Capital PLC Jointly to Pay a $5 Million Civil Monetary Penalty

20/09/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against banking institutions JSC VTB Bank (VTB), headquartered in St. Petersburg, Russia, and VTB Capital PLC (VTB ... Read More
Bcsc canada regulator

BCSC issued a warning against a Binary Options trading platform based in London

19/09/2016(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform regarding binary options trading platform Edgedale Finance which claims to be based in London, England. BCSC became aware that a British Columbia ... Read More
fca-building

FCA warns for Global Escrow Exchange been unathorised in UK

19/09/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK without FCA’s ... Read More
Bank of England

Bank of England to develop the next generation of Real-Time Gross Settlement (RTGS) for payments

19/09/2016(0)
The Bank of England is consulting on the next generation of its Real-Time Gross Settlement (RTGS) service. RTGS is not a household name. But it lies at the heart ... Read More
finra1

FINRA fines financial services company $850,000

19/09/2016(0)
The Financial Industry Regulatory Authority (FINRA) announced that it has fined Ameriprise Financial Services, Inc. $850,000 for failing to detect the conversion of more than $370,000 from five customer ... Read More
ASIC_regulator

ASIC warns IPOs issuers when using Social Media Strategies on their marketing campaigns

19/09/2016(0)
ASIC has warned firms and issuers involved in initial public offerings (IPOs) in Australia to ensure their marketing campaigns comply with the letter and spirit of the law, particularly ... Read More
ASIC_regulator

ASIC cancels a suspended Australian Financial Services licence

16/09/2016(0)
ASIC has cancelled the Australian Financial Services (AFS) licence of Melbourne-based company Allegianz Pty Ltd (Allegianz) for failing to lodge financial statements and auditor reports. Allegianz’s AFS licence was ... Read More
CySEC

CySec has issued a Circular regarding MIFID II Guidelines on Cross Selling Practices

15/09/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform the Regulated Entities about the following: 1. The European Securities and Markets Authority (ESMA) has published its Guidelines ... Read More
Broker Cyprus TopFX