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Regulators

CySEC

CySec appproved a new Cyprus Investment Firm

01/09/2016(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that “TG Traderglobal Ltd“ has successfully obtained the CySec licence ... Read More
ASIC_regulator

ASIC cancels IMS FX Services license

01/09/2016(0)
The Administrative Appeals Tribunal (AAT) has rejected an application from IMS FX Services Pty Ltd (IMS FX) that sought confidentiality orders and an interim order that prevented ASIC from ... Read More
SFC-logo-office

SFC reprimands and fines BNP Paribas Wealth Management $4 million

31/08/2016(0)
The Securities and Futures Commission (SFC) has reprimanded and fined BNP Paribas Wealth Management (BNPPWM) $4 million for overcharging its clients between 1 January 2011 and 31 December 2013 ... Read More
esma regulator

ESMA Sees Risk Outlook Deteriorate For EU Securities Markets

31/08/2016(0)
The European Securities and Markets Authority (ESMA) latest risk report has found that the overall assessment of risk levels in EU markets under its remit remains unchanged. Market and ... Read More
ASIC_regulator

ASIC’s Corporate Plan 2016–17 to 2019–20 and Focus for 2016–17

31/08/2016(0)
ASIC today published its Corporate Plan for 2016–17. The Corporate Plan outlines ASIC’s vision: To allow markets to fund the economy, and in turn, economic growth. In doing so, ... Read More
Securities Exchange Commission

SEC Whistleblower Program Surpasses $100 Million in Awards

31/08/2016(0)
The Securities and Exchange Commission’s awards to whistleblowers have surpassed the $100 million mark with the program’s second-largest award of more than $22 million announced earlier today. The whistleblower program was ... Read More
Securities Exchange Commission

SEC Adopts Amendments Providing Authorities Access to Data Obtained by Security-Based Swap Data Repositories

30/08/2016(0)
The Securities and Exchange Commission today adopted amendments to a rule that would require security-based swap data repositories to make data available to regulators and other authorities, allowing them ... Read More
fma

European recognition of FMA oversight of auditors

30/08/2016(0)
The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union. With ... Read More
CySEC

Lift of suspension of the license of ASP Mutual Trust Ltd

30/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec) announces the lift of the suspension of authorisation for providing Administrative Services of «Mutual Trust Limited» (‘the Company’), with number 44/196, pursuant ... Read More
ASIC_regulator

ASIC remakes ‘sunsetting’ class orders on dollar disclosure

29/08/2016(0)
ASIC has made a new legislative instrument to replace three class orders on dollar disclosure that were due to expire (‘sunset’) on 1 October 2016 and 1 April 2017 ... Read More
Broker Cyprus TopFX